K. Lundgren is a control person of Nicholas and directly owns under 5% of it.
Nicholas is an investment adviser based in Milwaukee, WI, registered with the SEC since 1968. It provides investment management. Its clients include investment companies, charitable organizations, and corporations and other businesses. Its regulatory assets under management total $6.08 billion, as filed on 23 January 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 5278317
- Firm
- Nicholas · CRD 108347
- Role
- Director
- In role since
- July 2006 · 20 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Milwaukee, WI
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does K. Lundgren work?
K. Lundgren has been Director of Nicholas Co Inc since July 2006, and is a control person of the firm.
How can I verify K. Lundgren’s record?
K. Lundgren’s role is listed on Nicholas Co Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 108347.
David NicholasChief Executive Officer, President, Chief Investment Officer, Director, Shareholder- Jennifer KloehnChief Financial Officer, Chief Compliance Officer, Executive Vice President, Treasurer
- Christopher O'ReillyChief Technology Officer, Executive Vice President
Lawrence PavelecChief Operating Officer, Executive Vice President, Secretary- David LubarDirector
- Lynn NicholasShareholder
- Susan FascianoShareholder