Julie Gerron has been Chief Compliance Officer of Sendero Wealth Management since April 2023, is a control person of the firm and directly owns under 5% of it. Julie Gerron holds a Bachelor of Business Administration in Finance from the University of Texas at Austin and a Law degree from the University of Texas Law School.
Sendero Wealth Management, LLC is a San Antonio, TX firm with $6.51B under management, 369 clients and 19 advisers across 3 offices, as of its March 2026 filing.
Julie K. Gerron is General Counsel and Chief Compliance Officer of Sendero Wealth Management, LLC. She joined Sendero in the spring of 2023 after nearly 20 years with Westwood Holdings Group Inc. in Dallas, where she served as General Counsel and Chief Compliance Officer. She also spent time as a portfolio manager for another SEC-registered investment adviser in Dallas, and before investment management worked for various state entities in Oklahoma.
Julie Gerron’s longest registration is the current one, 3 years at Sendero Wealth Management since 2023. Before joining Sendero Wealth Management in 2023, Julie Gerron was registered through Discovery Management, LTD. and Smith Asset Management Group LP.
- – present · 3 yearsSan Antonio, TX · Adviser representative · Firm CRD 145594
- Discovery Management, LTD.– · 1 yearDallas, TX · Adviser representative · Firm CRD 114222
- Smith Asset Management Group LP– · 1 yearDallas, TX · Adviser representative · Firm CRD 106301
Professional designations
Listed by Sendero Wealth Management
- CFA®
Investment adviser representative registrations
Julie Gerron is registered as an investment adviser representative in Texas, since August 2023.
- TexasSince 10 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 11 July 2024 |
| Series 7TO | General Securities Representative Examination | 8 December 2023 |
| SIE | Securities Industry Essentials Examination | 9 June 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 December 2001 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Julie K Gerron
- CRD
- 4525156
- Firm
- Sendero Wealth Management · CRD 145594
- Role
- Chief Compliance Officer
- Office
- 250 W. NOTTINGHAM, SUITE 300, San Antonio, TX 78209
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sendero.com
Where does Julie Gerron work?
Julie Gerron has been Chief Compliance Officer of Sendero Wealth Management, LLC since April 2023, and is a control person of the firm.
Is Julie Gerron a financial advisor?
Yes. Julie Gerron has a current investment-adviser registration in Texas, through Sendero Wealth Management since August 2023.
How many years of experience does Julie Gerron have?
Julie Gerron has 4 years in the financial industry, since November 2021, across 3 adviser firms.
What exams has Julie Gerron passed?
Julie Gerron has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 24. The earliest, the Series 65, was passed in December 2001.
Where did Julie Gerron work before Sendero Wealth Management?
Before Sendero Wealth Management, Julie Gerron was registered through Discovery Management, LTD., April 2002 to January 2004; Smith Asset Management Group LP, April 2002 to January 2004.
Where is Julie Gerron based?
Julie Gerron’s registered office is in San Antonio, TX.
Is Julie Gerron registered with FINRA?
Yes. Julie Gerron has a current broker registration, under CRD 4525156.
Source: FINRA BrokerCheck
Is Julie Gerron a CFA charterholder?
Sendero Wealth Management lists Julie Gerron with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Julie Gerron’s record?
Search CRD 4525156 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Julie Gerron’s full registration record.
