Juan Pantoja has been an investment adviser representative at Financial Planning First since January 2023, and is not listed among the firm’s executive officers or direct owners.
Financial Planning First, LLC is a Tuscon, AZ firm with $114M under management, 296 clients and 1 adviser in one office, as of its March 2026 filing.
Juan Pantoja’s longest registration was 8 years at Imus Wilkinson Investment Management, LLC (2014–2022). Before joining Financial Planning First in 2023, Juan Pantoja was registered through Imus Wilkinson Investment Management, LLC.
- – present · 3 yearsTucson, AZ · Adviser representative · Firm CRD 319273
- Imus Wilkinson Investment Management, LLC– · 8 yearsTucson, AZ · Adviser representative · Firm CRD 157457
Investment adviser representative registrations
Juan Pantoja is registered as an investment adviser representative in Arizona, since January 2023.
- ArizonaSince 5 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 August 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 July 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 March 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Juan C Pantoja
- CRD
- 5928888
- Firm
- Financial Planning First · CRD 319273
- Office
- Tucson, AZ
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Juan Pantoja work?
Juan Pantoja is an investment adviser representative registered through Financial Planning First, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Juan Pantoja a financial advisor?
Yes. Juan Pantoja has a current investment-adviser registration in Arizona, through Financial Planning First since January 2023.
How many years of experience does Juan Pantoja have?
Juan Pantoja has 12 years in the financial industry, since September 2014, across 2 adviser firms.
What exams has Juan Pantoja passed?
Juan Pantoja has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in March 2013.
Where did Juan Pantoja work before Financial Planning First?
Before Financial Planning First, Juan Pantoja was registered through Imus Wilkinson Investment Management, LLC, September 2014 to December 2022.
Where is Juan Pantoja based?
Juan Pantoja’s registered office is in Tucson, AZ.
Is Juan Pantoja registered with FINRA?
No. Juan Pantoja has no current broker registration.
How can I verify Juan Pantoja’s record?
Search CRD 5928888 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Juan Pantoja’s full registration record.
