Juan Chavez has been an investment adviser representative at TLWM since June 2024, and is not listed among the firm’s executive officers or direct owners. Juan Chavez holds a Master of Business Administration in finance from the University of the Incarnate Word.
TLWM, LLC is a San Antonio, TX firm with $605M under management, 1,262 clients and 9 advisers across 5 offices, as of its March 2026 filing.
Johnny Chavez is Senior Wealth Advisor of TLWM Financial. He works directly with clients to create and maintain customized financial plans covering investments, tax planning, risk management, retirement, employee benefits and estate planning. Before joining TLWM Financial he worked for major national financial services companies, and he served 10 years as part of the US Army Medical Corps.
Juan Chavez’s longest registration was 2 years at Charles Schwab & Co., Inc. (2021–2024). Before joining TLWM in 2024, Juan Chavez was registered through Charles Schwab & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Charles Schwab & Co., Inc.– · 2 yearsConverse, TX · Adviser representative · Firm CRD 5393
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsSan Antonio, TX · Adviser representative · Firm CRD 7691
- Usaa Investment Management Company– · 1 yearSan Antonio, TX · Adviser representative · Firm CRD 5475
- Usaa Financial Planning Services– · under a yearSan Antonio, TX · Adviser representative · Firm CRD 106352
- J.P. Morgan Securities LLC– · under a yearSan Antonio, TX · Adviser representative · Firm CRD 79
Professional designations
Listed by TLWM
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Juan Chavez is registered as an investment adviser representative in Texas, since June 2024.
- TexasSince 11 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 September 2016 |
| Series 7 | General Securities Representative Examination | 29 April 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6599943
- Firm
- TLWM · CRD 158305
- Office
- 40 Ne Loop 410, Suite 644, San Antonio, TX 78216
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- tlwmfinancial.com
Where does Juan Chavez work?
Juan Chavez is an investment adviser representative registered through TLWM, LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Juan Chavez a financial advisor?
Yes. Juan Chavez has a current investment-adviser registration in Texas, through TLWM since June 2024.
How many years of experience does Juan Chavez have?
Juan Chavez has 10 years in the financial industry, since May 2016, across 6 adviser firms.
What exams has Juan Chavez passed?
Juan Chavez has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2016. FINRA credited Juan Chavez with the SIE, which began in October 2018.
Where did Juan Chavez work before TLWM?
Before TLWM, Juan Chavez was registered through Charles Schwab & Co., Inc., November 2021 to June 2024; Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2019 to October 2021; Usaa Investment Management Company, January 2018 to August 2019; Usaa Financial Planning Services, February 2017 to January 2018; J.P. Morgan Securities LLC, September 2016 to January 2017.
Where is Juan Chavez based?
Juan Chavez’s registered office is in San Antonio, TX.
Is Juan Chavez registered with FINRA?
Yes. Juan Chavez has a current broker registration, under CRD 6599943.
Source: FINRA BrokerCheck
Is Juan Chavez a CFP?
TLWM lists Juan Chavez with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Johnny Chavez, CFP®,MBA biography, tlwmfinancial.com
How can I verify Juan Chavez’s record?
Search CRD 6599943 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Juan Chavez’s full registration record.