Joshua Stubbolo has been Managing Member of Family Legacy Financial Solutions since April 2021, is a control person of the firm and directly owns between 50% and 75% of it.
Family Legacy Financial Solutions, LLC is a Cary, NC firm with $175M under management, 315 clients and 5 advisers in one office, as of its March 2026 filing.
Joshua Stubbolo’s longest registration is the current one, 5 years at Family Legacy Financial Solutions since 2021. Before joining Family Legacy Financial Solutions in 2021, Joshua Stubbolo was registered through Cambridge Investment Research Advisors, Inc.
- – present · 5 yearsCary, NC · Adviser representative · Firm CRD 314351
- Cambridge Investment Research Advisors, Inc.– · 4 yearsCary, NC · Adviser representative · Firm CRD 134139
Investment adviser representative registrations
Joshua Stubbolo is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2021; the most recent is Texas, in July 2021.
- North CarolinaSince 13 May 2021
- TexasResidentSince 2 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 10 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 October 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 March 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 December 2014 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joshua Anthony Stubbolo
- CRD
- 6066642
- Firm
- Family Legacy Financial Solutions · CRD 314351
- Role
- Managing Member
- Office
- 6501 WESTON PKWY, SUITE #300, Cary, NC 27513
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Joshua Stubbolo work?
Joshua Stubbolo has been Managing Member of Family Legacy Financial Solutions, LLC since April 2021, and is a control person of the firm.
Is Joshua Stubbolo a financial advisor?
Yes. Joshua Stubbolo has a current investment-adviser registration in North Carolina and Texas, through Family Legacy Financial Solutions since May 2021.
How many years of experience does Joshua Stubbolo have?
Joshua Stubbolo has 11 years in the financial industry, since April 2015, across 2 adviser firms.
What exams has Joshua Stubbolo passed?
Joshua Stubbolo has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in December 2014. FINRA credited Joshua Stubbolo with the SIE, which began in October 2018.
Where did Joshua Stubbolo work before Family Legacy Financial Solutions?
Before Family Legacy Financial Solutions, Joshua Stubbolo was registered through Cambridge Investment Research Advisors, Inc., October 2016 to May 2021.
Where is Joshua Stubbolo based?
Joshua Stubbolo’s registered office is in Cary, NC.
Is Joshua Stubbolo registered with FINRA?
No. Joshua Stubbolo has no current broker registration.
How can I verify Joshua Stubbolo’s record?
Search CRD 6066642 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Stubbolo’s full registration record.