Joshua Carter has been Limited Partner of Sepio Capital since May 2017, is a control person of the firm and directly owns between 10% and 25% of it.
Sepio Capital, LP is a Salt Lake City, UT firm with $5.64B under management, 295 clients and 18 advisers across 5 offices, as of its April 2026 filing.
Joshua Carter’s longest registration is the current one, 9 years at Sepio Capital since 2017. Before joining Sepio Capital in 2017, Joshua Carter was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Sepio Capital, LPCurrent– present · 9 yearsSalt Lake City, UT · Adviser representative · Firm CRD 285645
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 8 yearsSan Francisco, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Joshua Carter is registered as an investment adviser representative in Utah, since July 2021.
- UtahSince 29 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2009 |
| Series 86 | Research Analyst Exam - Part I Analysis Module | 8 September 2004 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 3 September 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 May 2003 |
| Series 7 | General Securities Representative Examination | 28 May 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Research Analyst Exam - Part I Analysis Module
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joshua Roger Carter
- CRD
- 4654422
- Firm
- Sepio Capital · CRD 285645
- Role
- Limited Partner
- Office
- 2795 E COTTONWOOD PARKWAY, SUITE 600, Salt Lake City, UT 84121
- Registration
- Investment adviser registration
- In the industry since
- May 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Joshua Carter work?
Joshua Carter has been Limited Partner of Sepio Capital, LP since May 2017, and is a control person of the firm.
Is Joshua Carter a financial advisor?
Yes. Joshua Carter has a current investment-adviser registration in Utah, through Sepio Capital since May 2017.
How many years of experience does Joshua Carter have?
Joshua Carter has 23 years in the financial industry, since May 2003, across 2 adviser firms.
What exams has Joshua Carter passed?
Joshua Carter has passed 5 licensing exams: the Series 7, Series 63, Series 87, Series 86 and Series 65. The earliest, the Series 7, was passed in May 2003. FINRA credited Joshua Carter with the SIE, which began in October 2018.
Where is Joshua Carter based?
Joshua Carter’s registered office is in Salt Lake City, UT.
Is Joshua Carter registered with FINRA?
No. Joshua Carter has no current broker registration.
How can I verify Joshua Carter’s record?
Search CRD 4654422 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Carter’s full registration record.
- Joseph KesselChief Compliance Officer
- John BeatsonLimited Partner, Co-Chief Investment Officer, Managing Director
- Roger CarterLimited Partner and Managing Director
- Donald EdgrenLimited Partner and Managing Director
- Mitchell RencherLimited Partner, Managing Director
- Hansen RingerLimited Partner, Managing Director