Joshua Bannerman has been Chief Compliance Officer of Bannerman Wealth Management Group since May 2009, is a control person of the firm and directly owns under 5% of it.
Bannerman Wealth Management Group, LLC is a Lewisville, TX firm with $177M under management, 163 clients and 4 advisers across 5 offices, as of its June 2026 filing.
Josh Bannerman is Founder and Managing Partner of Bannerman Wealth. He has over a quarter-century of experience in financial planning, investment planning and entrepreneurship, and left larger firms to start Bannerman Wealth. In 2012 he co-founded the Stacking Benjamins podcast with Joe Saul-Sehy.
Joshua Bannerman’s longest registration is the current one, 6 years at Bannerman Wealth Management Group since 2020. Before joining Bannerman Wealth Management Group in 2020, Joshua Bannerman was registered through Verios Advisory Group, LLC and Cambridge Investment Research Advisors, Inc.
- Verios Advisory Group, LLC– · 3 yearsNorthville, MI · Adviser representative · Firm CRD 156929
- Cambridge Investment Research Advisors, Inc.– · 5 yearsNorthville, MI · Adviser representative · Firm CRD 134139
- Brewer Investment Advisors LLC– · 1 yearChicago, IL · Adviser representative · Firm CRD 134631
- Ameriprise Financial Services, Inc.– · 1 yearFarmington Hills, MI · Adviser representative · Firm CRD 6363
Professional designations
Listed by Bannerman Wealth Management Group
- CFP®
Investment adviser representative registrations
Joshua Bannerman is registered as an investment adviser representative in Texas, since June 2020.
- TexasSince 29 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 March 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 1999 |
| Series 7 | General Securities Representative Examination | 26 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joshua Kenneth Bannerman
- CRD
- 3263257
- Firm
- Bannerman Wealth Management Group · CRD 284677
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- May 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bannermanwealth.com
Where does Joshua Bannerman work?
Joshua Bannerman has been Chief Compliance Officer of Bannerman Wealth Management Group, LLC since May 2009, and is a control person of the firm.
Is Joshua Bannerman a financial advisor?
Yes. Joshua Bannerman has a current investment-adviser registration in Texas, through Bannerman Wealth Management Group since June 2020.
How many years of experience does Joshua Bannerman have?
Joshua Bannerman has 18 years in the financial industry, since May 2008, across 5 adviser firms.
What exams has Joshua Bannerman passed?
Joshua Bannerman has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in July 1999. FINRA credited Joshua Bannerman with the SIE, which began in October 2018.
Where did Joshua Bannerman work before Bannerman Wealth Management Group?
Before Bannerman Wealth Management Group, Joshua Bannerman was registered through Verios Advisory Group, LLC, May 2011 to January 2015; Cambridge Investment Research Advisors, Inc., November 2010 to September 2016; Brewer Investment Advisors LLC, May 2009 to November 2010; Ameriprise Financial Services, Inc., July 2007 to December 2008.
Is Joshua Bannerman registered with FINRA?
No. Joshua Bannerman has no current broker registration.
Is Joshua Bannerman a CFP?
Bannerman Wealth Management Group lists Joshua Bannerman with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Joshua Bannerman’s record?
Search CRD 3263257 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Bannerman’s full registration record.