Joseph Yoon has been an investment adviser representative at QM Advisors since May 2024, and is not listed among the firm’s executive officers or direct owners.
QM Advisors LLC is a firm with $140M under management, 161 clients and 9 advisers across 3 offices, as of its March 2026 filing.
Joseph Yoon’s longest registration was 2 years at Charles Schwab & Co., Inc. (2016–2019). Before joining QM Advisors in 2024, Joseph Yoon was registered through Onedigital Investment Advisors and Timescale Financial, Inc.
- QM Advisors LLCCurrent– present · 2 yearsGreat Falls, VA · Adviser representative · Firm CRD 297438
- Onedigital Investment Advisors– · under a yearReston, VA · Adviser representative · Firm CRD 106766
- Timescale Financial, Inc.– · 2 yearsReston, VA · Adviser representative · Firm CRD 186511
- Aog Wealth Management– · 1 yearGreat Falls, VA · Adviser representative · Firm CRD 159026
- Charles Schwab & Co., Inc.– · 2 yearsTysons Corner, VA · Adviser representative · Firm CRD 5393
- CMG Capital Management Group, Inc.– · under a yearMalvern, PA · Adviser representative · Firm CRD 110750
Investment adviser representative registrations
Joseph Yoon is registered as an investment adviser representative in 2 states. The first approvals date from May 2024; the most recent is Texas, in November 2024.
- TexasSince 29 November 2024
- VirginiaSince 14 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 June 2016 |
| Series 3 | National Commodity Futures Examination | 17 May 2010 |
| Series 53 | Municipal Securities Principal Examination | 31 March 2009 |
| Series 24 | General Securities Principal Examination | 23 August 2001 |
| Series 7 | General Securities Representative Examination | 14 September 2000 |
| Series 66 | Uniform Combined State Law Examination | 1 September 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Joseph S Yoon
- CRD
- 4259204
- Firm
- QM Advisors · CRD 297438
- Office
- Great Falls, VA
- Registration
- Investment adviser registration
- In the industry since
- July 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Yoon work?
Joseph Yoon is an investment adviser representative registered through QM Advisors LLC since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Yoon a financial advisor?
Yes. Joseph Yoon has a current investment-adviser registration in Texas and Virginia, through QM Advisors since May 2024.
How many years of experience does Joseph Yoon have?
Joseph Yoon has 24 years in the financial industry, since July 2002, across 6 adviser firms.
What exams has Joseph Yoon passed?
Joseph Yoon has passed 6 licensing exams: the Series 66, Series 7, Series 24, Series 53, Series 3 and Series 65. The earliest, the Series 66, was passed in September 2000. FINRA credited Joseph Yoon with the SIE, which began in October 2018.
Where did Joseph Yoon work before QM Advisors?
Before QM Advisors, Joseph Yoon was registered through Onedigital Investment Advisors, August 2023 to March 2024; Timescale Financial, Inc., January 2021 to July 2023; Aog Wealth Management, March 2019 to January 2021; Charles Schwab & Co., Inc., June 2016 to January 2019; CMG Capital Management Group, Inc., November 2012 to October 2013.
Where is Joseph Yoon based?
Joseph Yoon’s registered office is in Great Falls, VA.
Is Joseph Yoon registered with FINRA?
No. Joseph Yoon has no current broker registration.
How can I verify Joseph Yoon’s record?
Search CRD 4259204 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Yoon’s full registration record.
