Joseph Toepke has been an investment adviser representative at Greenleaf Financial Network since February 2020, and is not listed among the firm’s executive officers or direct owners.
Greenleaf Financial Network, LLC is a firm with $124M under management, 189 clients and 11 advisers across 10 offices, as of its August 2026 filing.
Joseph Toepke’s longest registration is the current one, 6 years at Greenleaf Financial Network since 2020. Before joining Greenleaf Financial Network in 2020, Joseph Toepke was registered through Waddell & Reed.
- – present · 6 yearsSt. Matthews, SC · Adviser representative · Firm CRD 284165
- Waddell & Reed– · 2 yearsCreve Coeur, MO · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Joseph Toepke is registered as an investment adviser representative in 2 states. The first approvals date from December 2021; the most recent is South Carolina, in July 2026.
- South CarolinaSince 6 July 2026
- TexasSince 22 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 25 August 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 June 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 March 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Arthur Toepke
- CRD
- 6501576
- Firm
- Greenleaf Financial Network · CRD 284165
- Office
- St. Matthews, SC
- Registration
- Investment adviser registration
- In the industry since
- August 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Toepke work?
Joseph Toepke is an investment adviser representative registered through Greenleaf Financial Network, LLC since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Toepke a financial advisor?
Yes. Joseph Toepke has a current investment-adviser registration in South Carolina and Texas, through Greenleaf Financial Network since February 2020.
How many years of experience does Joseph Toepke have?
Joseph Toepke has 9 years in the financial industry, since August 2017, across 2 adviser firms.
What exams has Joseph Toepke passed?
Joseph Toepke has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in March 2016. FINRA credited Joseph Toepke with the SIE, which began in October 2018.
Where did Joseph Toepke work before Greenleaf Financial Network?
Before Greenleaf Financial Network, Joseph Toepke was registered through Waddell & Reed, September 2016 to September 2018.
Where is Joseph Toepke based?
Joseph Toepke’s registered office is in St. Matthews, SC.
Is Joseph Toepke registered with FINRA?
No. Joseph Toepke has no current broker registration.
How can I verify Joseph Toepke’s record?
Search CRD 6501576 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Toepke’s full registration record.