Joseph Schmitt has been an investment adviser representative at LNS Operations since May 2026, and is not listed among the firm’s executive officers or direct owners.
LNS Operations, LLC is a Naperville, IL firm with $757M under management, 612 clients and 6 advisers in one office, as of its September 2026 filing.
Joseph Schmitt’s longest registration was 4 years at Thrivent Advisor Network, LLC (2022–2026). Before joining LNS Operations in 2026, Joseph Schmitt was registered through Thrivent Advisor Network, LLC.
- Intentgen Financial PartnersCurrent– present · under a yearNaperville, IL · Adviser representative · Firm CRD 341913
- Thrivent Advisor Network, LLC– · 4 yearsNaperville, IL · Adviser representative · Firm CRD 304569
Investment adviser representative registrations
Joseph Schmitt is registered as an investment adviser representative in 2 states. Each was approved in May 2026.
- IllinoisSince 18 May 2026
- TexasSince 18 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 February 2022 |
| Series 7TO | General Securities Representative Examination | 22 February 2020 |
| SIE | Securities Industry Essentials Examination | 30 August 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Joseph Thomas Schmitt
- CRD
- 7060005
- Firm
- LNS Operations · CRD 341913
- Office
- 1460 BOND ST, Naperville, IL 60563
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2020
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Joseph Schmitt work?
Joseph Schmitt is an investment adviser representative registered through LNS Operations, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Schmitt a financial advisor?
Yes. Joseph Schmitt has a current investment-adviser registration in Illinois and Texas, through LNS Operations since May 2026.
How many years of experience does Joseph Schmitt have?
Joseph Schmitt has 6 years in the financial industry, since February 2020, across 2 adviser firms.
What exams has Joseph Schmitt passed?
Joseph Schmitt has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in August 2019.
Where is Joseph Schmitt based?
Joseph Schmitt’s registered office is in Naperville, IL.
Is Joseph Schmitt registered with FINRA?
Yes. Joseph Schmitt has a current broker registration, under CRD 7060005.
Source: FINRA BrokerCheck
How can I verify Joseph Schmitt’s record?
Search CRD 7060005 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Schmitt’s full registration record.