Joseph Rogers is not listed as a control person, but directly owns under 5% of Planned Financial Services.
Planned Financial Services is an investment adviser based in Cleveland, OH, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $473 million, as filed on 25 February 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 7192409
- Firm
- Planned Financial Services · CRD 112879
- Role
- Chief Operating Officer
- In role since
- October 2023 · 3 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Cleveland, OH
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Rogers work?
Joseph Rogers has been Chief Operating Officer of Planned Financial Services, LLC since October 2023.
How can I verify Joseph Rogers’ record?
Joseph Rogers’ role is listed on Planned Financial Services, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 112879.
