Joseph Prisco has been CEO/CCO of Advocacy Financial since January 2020, is a control person of the firm and directly owns 75% or more of it. Joseph Prisco holds a B.S. in Finance and Business Economics from the University of South Carolina, a Certificate of Financial Planning from Georgetown University and a Juris Doctor (J.D.) from Loyola University New Orleans College of Law.
Advocacy Financial LLC is a Covington, LA firm with $103M under management, 124 clients and 2 advisers in one office, as of its April 2026 filing.
Joe Prisco is Financial & Estate Planner at Advocacy Financial, LLC. He has been advising financial affairs since 2005 and an attorney since 2015. He has worked at a multinational financial firm and at a regional financial firm, and has been founder and operator of Advocacy Financial, LLC since 2010.
Joseph Prisco’s longest registration was 9 years at Beam Asset Management, LLC (2010–2019). Before joining Advocacy Financial in 2020, Joseph Prisco was registered through Beam Asset Management, LLC and Morgan Keegan & Company, Inc.
- Advocacy Financial LLCCurrent– present · 6 yearsCovington, LA · Adviser representative · Firm CRD 305954
- Beam Asset Management, LLC– · 9 yearsCovington, LA · Adviser representative · Firm CRD 109867
- Morgan Keegan & Company, Inc.– · 2 yearsMandeville, LA · Adviser representative · Firm CRD 4161
- Merrill Lynch Pierce Fenner & Smith Inc.– · 1 yearWashington, DC · Adviser representative · Firm CRD 7691
Professional designations
Listed by Advocacy Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Joseph Prisco is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2020; the most recent is Texas, in April 2021.
- LouisianaSince 2 January 2020
- TexasResidentSince 2 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 5 October 2005 |
| Series 66 | Uniform Combined State Law Examination | 27 September 2005 |
| Series 7 | General Securities Representative Examination | 30 August 2005 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Michael Prisco
- CRD
- 4886860
- Firm
- Advocacy Financial · CRD 305954
- Role
- CEO/CCO
- Office
- 212 PARK PLACE, Covington, LA 70433
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- advocacyfinancial.com
Where does Joseph Prisco work?
Joseph Prisco has been CEO/CCO of Advocacy Financial LLC since January 2020, and is a control person of the firm.
Is Joseph Prisco a financial advisor?
Yes. Joseph Prisco has a current investment-adviser registration in Louisiana and Texas, through Advocacy Financial since January 2020.
How many years of experience does Joseph Prisco have?
Joseph Prisco has 20 years in the financial industry, since February 2006, across 4 adviser firms.
What exams has Joseph Prisco passed?
Joseph Prisco has passed 4 licensing exams: the Series 7, Series 66, Series 31 and Series 99TO. The earliest, the Series 7, was passed in August 2005. FINRA credited Joseph Prisco with the SIE, which began in October 2018.
Where did Joseph Prisco work before Advocacy Financial?
Before Advocacy Financial, Joseph Prisco was registered through Beam Asset Management, LLC, February 2010 to December 2019; Morgan Keegan & Company, Inc., August 2007 to February 2010; Merrill Lynch Pierce Fenner & Smith Inc., September 2005 to February 2007.
Where is Joseph Prisco based?
Joseph Prisco’s registered office is in Covington, LA.
Is Joseph Prisco registered with FINRA?
Yes. Joseph Prisco has a current broker registration, under CRD 4886860.
Source: FINRA BrokerCheck
Is Joseph Prisco a CFP?
Advocacy Financial lists Joseph Prisco with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Joseph Prisco’s record?
Search CRD 4886860 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Prisco’s full registration record.
