Joseph Paul has been President/CEO/Chief Compliance Officer of Trident Advisors since June 1999, is a control person of the firm and directly owns 75% or more of it. Joseph Paul holds a Bachelor's degree in Economics from St. Anselm College.
Trident Advisors Inc is a Doylestown, PA firm with $117M under management, 225 clients and 1 adviser in one office, as of its January 2026 filing.
Joseph C. Paul is President & CEO of Trident Advisors, based in Doylestown, PA. He began his financial services career in 1980 as a trainee with Smith, Barney, Harris, Upham Inc. In early 1986 he accepted a position with Drexel Burnham Lambert in Jenkintown, PA, and in 1994 he was named Branch Manager of the Princeton, NJ branch of Prudential Securities.
Joseph Paul’s longest registration is the current one, 27 years at Trident Advisors since 1999. Before joining Trident Advisors in 2025, Joseph Paul was registered through Chapin Davis Asset Management.
- Cresap, Inc.Also current– present · 6 yearsDoylestown, PA · Adviser representative and broker · Firm CRD 25899
- Chapin Davis Asset Management– · 1 yearDoylestown, PA · Adviser representative · Firm CRD 28116
- Trident Advisors IncCurrent– present · 27 yearsDoylestown, PA · Adviser representative · Firm CRD 108920
Investment adviser representative registrations
Joseph Paul is registered as an investment adviser representative in Pennsylvania, since February 2025.
- PennsylvaniaSince 12 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 15 | Foreign Currency Options Examination | 29 November 1994 |
| Series 5 | Interest Rate Options Examination | 29 November 1994 |
| Series 3 | National Commodity Futures Examination | 23 March 1994 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 July 1993 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 27 October 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 September 1982 |
| Series 7 | General Securities Representative Examination | 18 September 1982 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 October 1980 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Foreign Currency Options Examination
- Name
- Interest Rate Options Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Crawford Paul
- CRD
- 718203
- Firm
- Trident Advisors · CRD 108920
- Role
- President/CEO/Chief Compliance Officer
- Office
- 76 EAST STATE ST., Doylestown, PA 18901
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1980
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- tridentadvisors.com
Where does Joseph Paul work?
Joseph Paul has been President/CEO/Chief Compliance Officer of Trident Advisors Inc since June 1999, and is a control person of the firm.
Is Joseph Paul a financial advisor?
Yes. Joseph Paul has a current investment-adviser registration in Pennsylvania, through Trident Advisors since February 2025.
How many years of experience does Joseph Paul have?
Joseph Paul has 45 years in the financial industry, since October 1980, across 3 adviser firms.
What exams has Joseph Paul passed?
Joseph Paul has passed 10 licensing exams: the Series 6, Series 7, Series 63, Series 8, Series 65, Series 3, Series 15, Series 5, Series 9 and Series 10. The earliest, the Series 6, was passed in October 1980. FINRA credited Joseph Paul with the SIE, which began in October 2018.
Where did Joseph Paul work before Trident Advisors?
Before Trident Advisors, Joseph Paul was registered through Chapin Davis Asset Management, January 2019 to January 2020.
Where is Joseph Paul based?
Joseph Paul’s registered office is in Doylestown, PA.
Is Joseph Paul registered with FINRA?
Yes. Joseph Paul has a current broker registration, under CRD 718203.
Source: FINRA BrokerCheck
How can I verify Joseph Paul’s record?
Search CRD 718203 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Paul’s full registration record.