Joseph Morris has been an investment adviser representative at The Millstone Evans Group since April 2025, and is not listed among the firm’s executive officers or direct owners. Joseph Morris holds a Bachelor of Science in business administration with an emphasis in accounting and finance from the University of Colorado Boulder.
The Millstone Evans Group, LLC is a Boulder, CO firm with $893M under management, 654 clients and 8 advisers across 2 offices, as of its July 2026 filing.
Joseph Morris is Financial Advisor and Client Service Team Lead of The Millstone Evans Group. As a financial advisor he works with clients on their overall financial strategy, provides ongoing advice and reviews progress toward their goals. He also manages a team of client service associates, and previously worked as an Internal Wholesaler for Transamerica Mutual Funds.
Investment adviser representative registrations
Joseph Morris is registered as an investment adviser representative in 2 states. Each was approved in April 2025.
- ColoradoSince 1 April 2025
- TexasSince 1 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 January 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 November 2022 |
| Series 7TO | General Securities Representative Examination | 15 October 2022 |
| SIE | Securities Industry Essentials Examination | 26 July 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Joseph Douglas Morris
- CRD
- 7587049
- Firm
- The Millstone Evans Group · CRD 311142
- Registration
- Investment adviser registration
- In the industry since
- September 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- millstoneevansgroup.com
Where does Joseph Morris work?
Joseph Morris is an investment adviser representative registered through The Millstone Evans Group, LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Morris a financial advisor?
Yes. Joseph Morris has a current investment-adviser registration in Colorado and Texas, through The Millstone Evans Group since April 2025.
How many years of experience does Joseph Morris have?
Joseph Morris has 3 years in the financial industry, since September 2023, across 1 adviser firm.
What exams has Joseph Morris passed?
Joseph Morris has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in July 2022.
Is Joseph Morris registered with FINRA?
No. Joseph Morris has no current broker registration.
How can I verify Joseph Morris’ record?
Search CRD 7587049 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Morris’ full registration record.
