Joseph Miller has been Managing Member/President/Chief Compliance Officer of Miller Financial Services since May 1999, is a control person of the firm and directly owns 75% or more of it. Joseph Miller holds a Bachelor of Arts in Economics and Business from Kalamazoo College.
Miller Financial Services LLC is a Marshall, MI firm with $463M under management, 584 clients and 3 advisers in one office, as of its September 2026 filing.
Joe Miller is Founder of Miller Financial Services. He began his career as a registered representative with New England Financial in Metro Detroit and founded the firm in Marshall, Michigan in 1997. He has a 30-year career in financial services and a specialty in retirement plan consulting, with work centered on non-profit retirement plans and a focus on Michigan community colleges.
- – present · 16 yearsMarshall, MI · Adviser representative · Firm CRD 143788
Professional designations
Listed by Miller Financial Services
- Accredited Investment Fiduciary® (AIF®)
- Accredited Investment Fiduciary Analyst® (AIFA®)
Investment adviser representative registrations
Joseph Miller is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2010; the most recent is Texas, in March 2026.
- MichiganSince 9 July 2010
- TexasResidentSince 24 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 June 2010 |
| Series 24 | General Securities Principal Examination | 12 January 2001 |
| Series 7 | General Securities Representative Examination | 23 December 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 November 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 November 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Patrick Miller
- CRD
- 2820751
- Firm
- Miller Financial Services · CRD 143788
- Role
- Managing Member/President/Chief Compliance Officer
- Office
- 1001 W MICHIGAN AVE, Marshall, MI 49068
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- millerfinancialplanning.com
Where does Joseph Miller work?
Joseph Miller has been Managing Member/President/Chief Compliance Officer of Miller Financial Services LLC since May 1999, and is a control person of the firm.
Is Joseph Miller a financial advisor?
Yes. Joseph Miller has a current investment-adviser registration in Michigan and Texas, through Miller Financial Services since July 2010.
How many years of experience does Joseph Miller have?
Joseph Miller has 16 years in the financial industry, since July 2010, across 1 adviser firm.
What exams has Joseph Miller passed?
Joseph Miller has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 66. The earliest, the Series 6, was passed in November 1996.
Where is Joseph Miller based?
Joseph Miller’s registered office is in Marshall, MI.
Is Joseph Miller registered with FINRA?
No. Joseph Miller has no current broker registration.
How can I verify Joseph Miller’s record?
Search CRD 2820751 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Miller’s full registration record.