Joseph McCarthy has been an investment adviser representative at Glass Jacobson Investment Advisors since June 2023, and is not listed among the firm’s executive officers or direct owners.
Glass Jacobson Investment Advisors, LLC is an Owings Mills, MD firm with $928M under management, 504 clients and 9 advisers in one office, as of its March 2026 filing.
Joseph McCarthy’s longest registration is the current one, 3 years at Glass Jacobson Investment Advisors since 2023. Before joining Glass Jacobson Investment Advisors in 2023, Joseph McCarthy was registered through UBS Financial Services Inc. and Financial Engines Advisors L.L.C.
- Mercer Global Advisors Inc.Also current– present · under a yearKensington, MD · Adviser representative · Firm CRD 147363
- – present · 3 yearsRockville, MD · Adviser representative · Firm CRD 120141
- UBS Financial Services Inc.– · 2 yearsWashington, DC · Adviser representative · Firm CRD 8174
- Financial Engines Advisors L.L.C.– · under a yearBethesda, MD · Adviser representative · Firm CRD 104510
- Edelman Financial Services, LLC– · 2 yearsBethesda, MD · Adviser representative · Firm CRD 113299
- WMS Advisors, LLC– · under a yearRockville, MD · Adviser representative · Firm CRD 122224
Investment adviser representative registrations
Joseph McCarthy is registered as an investment adviser representative in 2 states. The first approvals date from June 2023; the most recent is Virginia, in September 2026.
- MarylandSince 9 June 2023
- VirginiaSince 25 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 April 2016 |
| Series 7 | General Securities Representative Examination | 1 June 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6392224
- Firm
- Glass Jacobson Investment Advisors · CRD 120141
- Office
- 702 King Farm Blvd, Ste 610, Rockville, MD 20850
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph McCarthy work?
Joseph McCarthy is an investment adviser representative registered through Glass Jacobson Investment Advisors, LLC since June 2023, and is not listed among the firm’s executive officers or direct owners.
Is Joseph McCarthy a financial advisor?
Yes. Joseph McCarthy has a current investment-adviser registration in Maryland and Virginia, through Glass Jacobson Investment Advisors since June 2023.
How many years of experience does Joseph McCarthy have?
Joseph McCarthy has 10 years in the financial industry, since March 2016, across 6 adviser firms.
What exams has Joseph McCarthy passed?
Joseph McCarthy has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2015. FINRA credited Joseph McCarthy with the SIE, which began in October 2018.
Where did Joseph McCarthy work before Glass Jacobson Investment Advisors?
Before Glass Jacobson Investment Advisors, Joseph McCarthy was registered through UBS Financial Services Inc., May 2020 to May 2023; Financial Engines Advisors L.L.C., November 2018 to May 2019; Edelman Financial Services, LLC, October 2016 to November 2018; WMS Advisors, LLC, April 2016 to October 2016.
Where is Joseph McCarthy based?
Joseph McCarthy’s registered office is in Rockville, MD.
Is Joseph McCarthy registered with FINRA?
No. Joseph McCarthy has no current broker registration.
How can I verify Joseph McCarthy’s record?
Search CRD 6392224 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph McCarthy’s full registration record.