Joseph McCarthy has been an investment adviser representative at AFG Fiduciary Services Limited Partnership since December 2020, and is not listed among the firm’s executive officers or direct owners.
Afg Fiduciary Services Limited Partnership is a Hingham, MA firm with $166M under management, 159 clients and 3 advisers in one office, as of its March 2026 filing.
Joseph McCarthy’s longest registration was 15 years at Strategic Advisers, Inc. (1994–2010). Before joining AFG Fiduciary Services Limited Partnership in 2020, Joseph McCarthy was registered through Wells Fargo Advisors Financial Network, LLC and Raymond James Financial Services Advisors, Inc.
- Afg Fiduciary ServicesCurrent– present · 5 yearsHingham, MA · Adviser representative · Firm CRD 309943
- Wells Fargo Advisors Financial Network, LLC– · 5 yearsHingham, MA · Adviser representative · Firm CRD 11025
- Raymond James Financial Services Advisors, Inc– · 5 yearsHingham, MA · Adviser representative · Firm CRD 149018
- Strategic Advisers, Inc.– · 15 yearsBraintree, MA · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Joseph McCarthy is registered as an investment adviser representative in Massachusetts, since December 2020.
- MassachusettsSince 15 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 20 May 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 January 1982 |
| Series 7 | General Securities Representative Examination | 21 November 1981 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph William McCarthy
- CRD
- 1017415
- Firm
- AFG Fiduciary Services Limited Partnership · CRD 309943
- Office
- 2 ESSINGTON DRIVE, Hingham, MA 02043
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1982
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Joseph McCarthy work?
Joseph McCarthy is an investment adviser representative registered through Afg Fiduciary Services Limited Partnership since December 2020, and is not listed among the firm’s executive officers or direct owners.
Is Joseph McCarthy a financial advisor?
Yes. Joseph McCarthy has a current investment-adviser registration in Massachusetts, through AFG Fiduciary Services Limited Partnership since December 2020.
How many years of experience does Joseph McCarthy have?
Joseph McCarthy has 44 years in the financial industry, since July 1982, across 4 adviser firms.
What exams has Joseph McCarthy passed?
Joseph McCarthy has passed 3 licensing exams: the Series 7, Series 63 and Series 8. The earliest, the Series 7, was passed in November 1981. FINRA credited Joseph McCarthy with the SIE, which began in October 2018.
Where did Joseph McCarthy work before AFG Fiduciary Services Limited Partnership?
Before AFG Fiduciary Services Limited Partnership, Joseph McCarthy was registered through Raymond James Financial Services Advisors, Inc, February 2010 to October 2015; Strategic Advisers, Inc., November 1994 to January 2010.
Where is Joseph McCarthy based?
Joseph McCarthy’s registered office is in Hingham, MA.
Is Joseph McCarthy registered with FINRA?
Yes. Joseph McCarthy has a current broker registration, under CRD 1017415.
Source: FINRA BrokerCheck
How can I verify Joseph McCarthy’s record?
Search CRD 1017415 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph McCarthy’s full registration record.