Joseph Malfeo has been Managing Member, Chief Compliance Officer of Hunter Street Investment Advisors since September 2007, is a control person of the firm and directly owns between 50% and 75% of it. Joseph Malfeo holds a Bachelor of Science in Business Administration from DePaul University, an Executive Certificate in Financial Planning from Duke University and a Chartered Financial Consultant Certification Program from The American College of Financial Services.
Hunter Street Investment Advisors LLC is an Apex, NC firm with $166M under management, 352 clients and 7 advisers in one office, as of its June 2026 filing.
Joseph Malfeo is President of Hunter Street Investment Advisors. He began his financial management career in 1998 as an investment advisor representative for Prudential Financial Planning Services. In 2002 he joined Diversified Financial Concepts, and in 2007 he founded Command Capital Management, whose corporate name changed to Hunter Street Investment Advisors in 2019.
Joseph Malfeo’s longest registration is the current one, 19 years at Hunter Street Investment Advisors since 2007. Before joining Hunter Street Investment Advisors in 2007, Joseph Malfeo was registered through Prudential Financial Planning Services.
- – present · 19 yearsApex, NC · Adviser representative · Firm CRD 145334
- – · 9 yearsOak Brook, IL · Adviser representative · Firm CRD 145334
- Prudential Financial Planning Services– · 2 yearsDowners Grove, IL · Adviser representative · Firm CRD 5685
Professional designations
Listed by Hunter Street Investment Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant® (ChFC®)
Investment adviser representative registrations
Joseph Malfeo is registered as an investment adviser representative in 3 states. The first approvals date from October 2007; the most recent are New York and North Carolina, in November 2025.
- IllinoisSince 17 October 2007
- New YorkSince 23 November 2025
- North CarolinaSince 23 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 3 December 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 November 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 July 1998 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Anthony Malfeo
- CRD
- 3031535
- Firm
- Hunter Street Investment Advisors · CRD 145334
- Role
- Managing Member, Chief Compliance Officer
- Office
- 56 HUNTER STREET, SUITE 210, Apex, NC 27502
- Registration
- Investment adviser registration
- In the industry since
- July 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hsiadvisors.net
Where does Joseph Malfeo work?
Joseph Malfeo has been Managing Member, Chief Compliance Officer of Hunter Street Investment Advisors LLC since September 2007, and is a control person of the firm.
Is Joseph Malfeo a financial advisor?
Yes. Joseph Malfeo has a current investment-adviser registration in Illinois, New York and North Carolina, through Hunter Street Investment Advisors since October 2007.
How many years of experience does Joseph Malfeo have?
Joseph Malfeo has 21 years in the financial industry, since July 2005, across 2 adviser firms.
What exams has Joseph Malfeo passed?
Joseph Malfeo has passed 3 licensing exams: the Series 6, Series 65 and Series 63. The earliest, the Series 6, was passed in July 1998.
Where did Joseph Malfeo work before Hunter Street Investment Advisors?
Before Hunter Street Investment Advisors, Joseph Malfeo was registered through Prudential Financial Planning Services, August 2000 to November 2002.
Where is Joseph Malfeo based?
Joseph Malfeo’s registered office is in Apex, NC.
Is Joseph Malfeo registered with FINRA?
No. Joseph Malfeo has no current broker registration.
Is Joseph Malfeo a CFP?
Hunter Street Investment Advisors lists Joseph Malfeo with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Joseph Malfeo’s record?
Search CRD 3031535 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Malfeo’s full registration record.
