Joseph Jay has been Managing Partner of Midwestern Financial since May 2015, is a control person of the firm and directly owns between 50% and 75% of it. Joseph Jay studied at the University of Iowa.
Midwestern Financial, LLC is an Iowa City, IA firm with $173M under management, 135 clients and 3 advisers in one office, as of its March 2026 filing.
Joseph Jay is on the team at Midwestern Financial Group (MFG), based in Iowa City. He began work in the financial sector at an Iowa-based investment firm.
Joseph Jay’s longest registration is the current one, 11 years at Midwestern Financial since 2015. Before joining Midwestern Financial in 2015, Joseph Jay was registered through Midwestern Financial Group LLC.
- Midwestern Financial GroupCurrent– present · 11 yearsIowa City, IA · Adviser representative · Firm CRD 270022
- Midwestern Financial Group LLC– · 3 yearsIowa City, IA · Adviser representative · Firm CRD 164464
Professional designations
Listed by Midwestern Financial
- CFA
Investment adviser representative registrations
Joseph Jay is registered as an investment adviser representative in Iowa, since September 2015.
- IowaSince 14 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 December 2011 |
| Series 7 | General Securities Representative Examination | 3 August 2011 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Delbert Jay
- CRD
- 5917772
- Firm
- Midwestern Financial · CRD 270022
- Role
- Managing Partner
- Office
- 103 E COLLEGE STREET, SUITE 210, Iowa City, IA 52240
- Registration
- Investment adviser registration
- In the industry since
- July 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- midwesternfinancial.com
Where does Joseph Jay work?
Joseph Jay has been Managing Partner of Midwestern Financial, LLC since May 2015, and is a control person of the firm.
Is Joseph Jay a financial advisor?
Yes. Joseph Jay has a current investment-adviser registration in Iowa, through Midwestern Financial since September 2015.
How many years of experience does Joseph Jay have?
Joseph Jay has 14 years in the financial industry, since July 2012, across 2 adviser firms.
What exams has Joseph Jay passed?
Joseph Jay has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2011.
Where is Joseph Jay based?
Joseph Jay’s registered office is in Iowa City, IA.
Is Joseph Jay registered with FINRA?
No. Joseph Jay has no current broker registration.
Is Joseph Jay a CFA charterholder?
Midwestern Financial lists Joseph Jay with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Joseph Jay’s record?
Search CRD 5917772 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Jay’s full registration record.