Joseph Horner has been President of Private Wealth Management since May 2002, is a control person of the firm and directly owns between 50% and 75% of it.
Private Wealth Management, Inc. is a Memphis, TN firm with $832M under management, 131 clients and 4 advisers in one office, as of its March 2026 filing.
- – present · 22 yearsMemphis, TN · Adviser representative · Firm CRD 120823
Investment adviser representative registrations
Joseph Horner is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2004; the most recent is Texas, in February 2024.
- TennesseeSince 26 January 2004
- TexasResidentSince 20 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 May 1996 |
| Series 3 | National Commodity Futures Examination | 1 April 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 November 1987 |
| Series 7 | General Securities Representative Examination | 17 October 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph P. Horner
- CRD
- 1747094
- Firm
- Private Wealth Management · CRD 120823
- Role
- President
- Office
- 3725 CHAMPION HILLS DRIVE, STE. 1400, Memphis, TN 38125
- Registration
- Investment adviser registration
- In the industry since
- January 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Horner work?
Joseph Horner has been President of Private Wealth Management, Inc. since May 2002, and is a control person of the firm.
Is Joseph Horner a financial advisor?
Yes. Joseph Horner has a current investment-adviser registration in Tennessee and Texas, through Private Wealth Management since January 2004.
How many years of experience does Joseph Horner have?
Joseph Horner has 22 years in the financial industry, since January 2004, across 1 adviser firm.
What exams has Joseph Horner passed?
Joseph Horner has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in October 1987.
Where is Joseph Horner based?
Joseph Horner’s registered office is in Memphis, TN.
Is Joseph Horner registered with FINRA?
No. Joseph Horner has no current broker registration.
How can I verify Joseph Horner’s record?
Search CRD 1747094 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Horner’s full registration record.