Joseph Cavazos has been an investment adviser representative at Storen Legacy Partners since January 2026, and is not listed among the firm’s executive officers or direct owners. Joseph Cavazos studied at Ball State University.
Storen Legacy Partners, LLC is a Zionsville, IN firm with $438M under management, 876 clients and 6 advisers in one office, as of its April 2026 filing.
Joseph Cavazos is Investment Advisor Representative of Storen Financial. He began his finance career as a retail investment service professional and joined Storen Financial in 2021. He supports the firm's daily operations and client relations and, in preparation for client appointments and annual reviews, gathers documents, analyzes portfolios and helps develop recommendations.
Joseph Cavazos’ longest registration was 2 years at Brass Tax Wealth Management (2023–2025). Before joining Storen Legacy Partners in 2026, Joseph Cavazos was registered through Brass Tax Wealth Management.
- Storen FinancialCurrent– present · under a yearZionsville, IN · Adviser representative · Firm CRD 339197
- Brass Tax Wealth Management– · 2 yearsZionsville, IN · Adviser representative · Firm CRD 285249
Investment adviser representative registrations
Joseph Cavazos is registered as an investment adviser representative in Indiana, since January 2026.
- IndianaSince 15 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 7 August 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 May 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 December 2020 |
| Series 7TO | General Securities Representative Examination | 13 November 2020 |
| SIE | Securities Industry Essentials Examination | 31 August 2020 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Joseph John Cavazos
- CRD
- 7228063
- Firm
- Storen Legacy Partners · CRD 339197
- Office
- 1120 W OAK ST, SUITE 200, Zionsville, IN 46077
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- storenfinancial.com
Where does Joseph Cavazos work?
Joseph Cavazos is an investment adviser representative registered through Storen Legacy Partners, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Cavazos a financial advisor?
Yes. Joseph Cavazos has a current investment-adviser registration in Indiana, through Storen Legacy Partners since January 2026.
How many years of experience does Joseph Cavazos have?
Joseph Cavazos has 5 years in the financial industry, since February 2021, across 2 adviser firms.
What exams has Joseph Cavazos passed?
Joseph Cavazos has passed 5 licensing exams: the SIE, Series 7TO, Series 63, Series 65 and Series 6TO. The earliest, the SIE, was passed in August 2020.
Where did Joseph Cavazos work before Storen Legacy Partners?
Before Storen Legacy Partners, Joseph Cavazos was registered through Brass Tax Wealth Management, May 2023 to December 2025.
Where is Joseph Cavazos based?
Joseph Cavazos’ registered office is in Zionsville, IN.
Is Joseph Cavazos registered with FINRA?
Yes. Joseph Cavazos has a current broker registration, under CRD 7228063.
Source: FINRA BrokerCheck
How can I verify Joseph Cavazos’ record?
Search CRD 7228063 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Cavazos’ full registration record.
