Joseph Brill has been President / CCO of Knox Avenue Financial since May 2017, is a control person of the firm and directly owns 75% or more of it.
Knox Avenue Financial Corp. is a St. Paul, MN firm with $145M under management, 227 clients and 1 adviser in one office, as of its July 2026 filing.
Joseph Brill’s longest registration is the current one, 9 years at Knox Avenue Financial since 2017. Before joining Knox Avenue Financial in 2017, Joseph Brill was registered through Principal Securities, Inc.
- Knox Avenue Financial Corp.Current– present · 9 yearsSt. Paul, MN · Adviser representative · Firm CRD 289094
- Principal Securities, Inc.– · 3 yearsEdina, MN · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Joseph Brill is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2017; the most recent is Texas, in September 2017.
- MinnesotaSince 9 August 2017
- TexasResidentSince 19 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 7 August 2017 |
| Series 7 | General Securities Representative Examination | 5 January 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 November 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 November 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Joseph K Brill
- CRD
- 5455127
- Firm
- Knox Avenue Financial · CRD 289094
- Role
- President / CCO
- Office
- 380 ST. PETER STREET, SUITE 742, St. Paul, MN 55102
- Registration
- Investment adviser registration
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Brill work?
Joseph Brill has been President / CCO of Knox Avenue Financial Corp. since May 2017, and is a control person of the firm.
Is Joseph Brill a financial advisor?
Yes. Joseph Brill has a current investment-adviser registration in Minnesota and Texas, through Knox Avenue Financial since August 2017.
How many years of experience does Joseph Brill have?
Joseph Brill has 18 years in the financial industry, since December 2007, across 2 adviser firms.
What exams has Joseph Brill passed?
Joseph Brill has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in November 2007. FINRA credited Joseph Brill with the SIE, which began in October 2018.
Where is Joseph Brill based?
Joseph Brill’s registered office is in St. Paul, MN.
Is Joseph Brill registered with FINRA?
No. Joseph Brill has no current broker registration.
How can I verify Joseph Brill’s record?
Search CRD 5455127 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Brill’s full registration record.