Jonathan Valerie has been President, Chief Executive Officer, Chief Compliance Officer of Engleson & Associates since January 2015, is a control person of the firm and directly owns 75% or more of it.
Engleson & Associates, Inc. is a Rochester, NY firm with $114M under management, 362 clients and 4 advisers in one office, as of its March 2026 filing.
Jonathan Valerie’s longest registration was 8 years at Summit Financial Group Inc (2012–2021). Before joining Engleson & Associates in 2024, Jonathan Valerie was registered through Cetera Advisor Networks LLC and Summit Financial Group Inc.
- Engleson & AssociatesCurrent– present · 1 yearRochester, NY · Adviser representative · Firm CRD 126349
- Cetera Investment Advisers LLCAlso current– present · 3 yearsRochester, NY · Adviser representative · Firm CRD 105644
- Cetera Advisor Networks LLC– · 2 yearsEl Segundo, CA · Adviser representative · Firm CRD 13572
- Summit Financial Group Inc– · 8 yearsRochester, NY · Adviser representative · Firm CRD 109485
Investment adviser representative registrations
Jonathan Valerie is registered as an investment adviser representative in New York, since June 2023.
- New YorkSince 29 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 September 2010 |
| Series 7 | General Securities Representative Examination | 30 April 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathan Michael Valerie
- CRD
- 5716244
- Firm
- Engleson & Associates · CRD 126349
- Role
- President, Chief Executive Officer, Chief Compliance Officer
- Office
- 930 EAST AVENUE, SUITE 300, Rochester, NY 14607
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jonathan Valerie work?
Jonathan Valerie has been President, Chief Executive Officer, Chief Compliance Officer of Engleson & Associates, Inc. since January 2015, and is a control person of the firm.
Is Jonathan Valerie a financial advisor?
Yes. Jonathan Valerie has a current investment-adviser registration in New York, through Engleson & Associates since October 2024.
How many years of experience does Jonathan Valerie have?
Jonathan Valerie has 16 years in the financial industry, since May 2010, across 4 adviser firms.
What exams has Jonathan Valerie passed?
Jonathan Valerie has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2010. FINRA credited Jonathan Valerie with the SIE, which began in October 2018.
Where did Jonathan Valerie work before Engleson & Associates?
Before Engleson & Associates, Jonathan Valerie was registered through Cetera Advisor Networks LLC, May 2021 to June 2023; Summit Financial Group Inc, July 2012 to May 2021.
Where is Jonathan Valerie based?
Jonathan Valerie’s registered office is in Rochester, NY.
Is Jonathan Valerie registered with FINRA?
Yes. Jonathan Valerie has a current broker registration, under CRD 5716244.
Source: FINRA BrokerCheck
How can I verify Jonathan Valerie’s record?
Search CRD 5716244 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jonathan Valerie’s full registration record.