Jon Werner has been President, Chief Compliance Officer of Stonefield Investment Advisory since November 2005, is a control person of the firm and directly owns 75% or more of it.
Stonefield Investment Advisory, Inc. is a Cedar Rapids, IA firm with $120M under management, 184 clients and 1 adviser in one office, as of its January 2026 filing.
Jon Werner co-created Stonefield Investment Advisory, a Registered Investment Advisory, in 2005 with his business partner Steve Mickelson. From 1992 until 1998 he worked for Northwestern Mutual Life and Baird Securities, and in 1998 he created Cornerstone Capital Management.
- – present · 27 yearsAdviser representative · Firm CRD 113802
Investment adviser representative registrations
Jon Werner is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from July 1999; the most recent is Florida, in April 2024.
- FloridaSince 2 April 2024
- IowaSince 1 July 1999
- LouisianaSince 7 December 2020
- MinnesotaSince 13 February 2024
- TexasResidentSince 17 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 September 2006 |
| Series 7 | General Securities Representative Examination | 29 May 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 March 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 March 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jon Robert Werner
- CRD
- 2454413
- Firm
- Stonefield Investment Advisory · CRD 113802
- Role
- President, Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- April 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stonefieldinvestments.com
Where does Jon Werner work?
Jon Werner has been President, Chief Compliance Officer of Stonefield Investment Advisory, Inc. since November 2005, and is a control person of the firm.
Is Jon Werner a financial advisor?
Yes. Jon Werner has a current investment-adviser registration in Florida, Iowa, Louisiana, Minnesota and Texas, through Stonefield Investment Advisory since July 1999.
How many years of experience does Jon Werner have?
Jon Werner has 32 years in the financial industry, since April 1994, across 1 adviser firm.
What exams has Jon Werner passed?
Jon Werner has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 24. The earliest, the Series 63, was passed in March 1994. FINRA credited Jon Werner with the SIE, which began in October 2018.
Is Jon Werner registered with FINRA?
No. Jon Werner has no current broker registration.
How can I verify Jon Werner’s record?
Search CRD 2454413 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Werner’s full registration record.