Jon Rothenberg has held the title Member at Greenway Financial since August 2017, is a control person of the firm and directly owns between 50% and 75% of it. Jon Rothenberg holds a Bachelor of Science in Business Administration from Wayne State University.
Greenway Financial, LLC is a Farmington Hills, MI firm with $151M under management, 244 clients and 3 advisers in one office, as of its February 2026 filing.
Jon Rothenberg is Partner / Financial Consultant of Greenway Financial, based in Farmington Hills, MI. He began his securities career in 1998. As a CPA, he has worked with employer retirement plans for over 30 years and has formally advised on retirement plans since 2004.
Jon Rothenberg’s longest registration is the current one, 9 years at Greenway Financial since 2017. Before joining Greenway Financial in 2017, Jon Rothenberg was registered through LPL Financial LLC and Capital Analysts Incorporated.
- Greenway Financial, LLCCurrent– present · 9 yearsFarmington Hills, MI · Adviser representative · Firm CRD 288864
- LPL Financial LLC– · 5 yearsSouth Field, MI · Adviser representative · Firm CRD 6413
- Capital Analysts Incorporated– · 1 yearFarmington Hills, MI · Adviser representative · Firm CRD 5478
Professional designations
Listed by Greenway Financial
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Jon Rothenberg is registered as an investment adviser representative in Michigan, since August 2017.
- MichiganSince 7 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 January 2012 |
| Series 66 | Uniform Combined State Law Examination | 29 September 2010 |
| Series 7 | General Securities Representative Examination | 13 August 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 December 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 December 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jon David Rothenberg
- CRD
- 3157313
- Firm
- Greenway Financial · CRD 288864
- Role
- Member
- Office
- 31731 NORTHWESTERN HIGHWAY, SUITE 156W, Farmington Hills, MI 48334
- Registration
- Investment adviser registration
- In the industry since
- March 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- investingreenway.com
Where does Jon Rothenberg work?
Jon Rothenberg has held the title Member at Greenway Financial, LLC since August 2017, and is a control person of the firm.
Is Jon Rothenberg a financial advisor?
Yes. Jon Rothenberg has a current investment-adviser registration in Michigan, through Greenway Financial since August 2017.
How many years of experience does Jon Rothenberg have?
Jon Rothenberg has 27 years in the financial industry, since March 1999, across 3 adviser firms.
What exams has Jon Rothenberg passed?
Jon Rothenberg has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 66 and Series 24. The earliest, the Series 63, was passed in December 1998. FINRA credited Jon Rothenberg with the SIE, which began in October 2018.
Where did Jon Rothenberg work before Greenway Financial?
Before Greenway Financial, Jon Rothenberg was registered through Capital Analysts Incorporated, October 2010 to November 2011.
Where is Jon Rothenberg based?
Jon Rothenberg’s registered office is in Farmington Hills, MI.
Is Jon Rothenberg registered with FINRA?
No. Jon Rothenberg has no current broker registration.
How can I verify Jon Rothenberg’s record?
Search CRD 3157313 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Rothenberg’s full registration record.