Jon Huffman has been Managing Partner and Chief Compliance Officer of Huffman & Ross Wealth Management since March 2021, is a control person of the firm and directly owns between 50% and 75% of it. Jon Huffman holds a Bachelor of Science Degree in Business Administration from Alderson Broaddus University.
Huffman & Ross Wealth Management LLC is a Morgantown, WV firm with $210M under management, 412 clients and 2 advisers in one office, as of its June 2026 filing.
Erik Huffman is Co-Founder of Huffman & Ross Wealth Management. Before forming the firm, he spent eight years at TIAA as a Wealth Management Advisor, eight years at BB&T (Truist) and four years at Huntington in similar roles.
Jon Huffman’s longest registration was 7 years at BB&T Investment Services, Inc. (2006–2013). Before joining Huffman & Ross Wealth Management in 2025, Jon Huffman was registered through Equitable Advisors, LLC and Advice and Planning Services.
- – present · 1 yearMorgantown, WV · Adviser representative · Firm CRD 334674
- Equitable Advisors, LLC– · 4 yearsMorgantown, WV · Adviser representative · Firm CRD 6627
- Advice and Planning Services– · 7 yearsMorgantown, WV · Adviser representative · Firm CRD 20472
- BB&T Investment Services, Inc.– · 7 yearsMorgantown, WV · Adviser representative · Firm CRD 33856
Investment adviser representative registrations
Jon Huffman is registered as an investment adviser representative in West Virginia, since May 2025.
- West VirginiaSince 2 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 2004 |
| Series 7 | General Securities Representative Examination | 24 January 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 October 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 March 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jon Erik Huffman
- CRD
- 4505697
- Firm
- Huffman & Ross Wealth Management · CRD 334674
- Role
- Managing Partner and Chief Compliance Officer
- Office
- 6220 MID ATLANTIC DR, Morgantown, WV 26508
- Registration
- Investment adviser registration
- In the industry since
- June 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- huffmanross.com
Where does Jon Huffman work?
Jon Huffman has been Managing Partner and Chief Compliance Officer of Huffman & Ross Wealth Management LLC since March 2021, and is a control person of the firm.
Is Jon Huffman a financial advisor?
Yes. Jon Huffman has a current investment-adviser registration in West Virginia, through Huffman & Ross Wealth Management since May 2025.
How many years of experience does Jon Huffman have?
Jon Huffman has 24 years in the financial industry, since June 2002, across 4 adviser firms.
What exams has Jon Huffman passed?
Jon Huffman has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in March 2002. FINRA credited Jon Huffman with the SIE, which began in October 2018.
Where did Jon Huffman work before Huffman & Ross Wealth Management?
Before Huffman & Ross Wealth Management, Jon Huffman was registered through Advice and Planning Services, December 2013 to March 2021; BB&T Investment Services, Inc., April 2006 to October 2013.
Where is Jon Huffman based?
Jon Huffman’s registered office is in Morgantown, WV.
Is Jon Huffman registered with FINRA?
No. Jon Huffman has no current broker registration.
How can I verify Jon Huffman’s record?
Search CRD 4505697 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Huffman’s full registration record.
