Jon Gauthier has been an investment adviser representative at Colarion since January 2024, and is not listed among the firm’s executive officers or direct owners. Jon Gauthier holds an Undergraduate degree in political science from the University of Michigan and a Master of public policy from the University of Michigan.
Colarion LLC is a Mountain Brook, AL firm with $188M under management, 96 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Jon Gauthier is Financial Planner of jhh wealth, llc, based in Greenville, South Carolina. Over the last decade, he has worked for large brokerage firms providing comprehensive financial planning and investment services.
Jon Gauthier’s longest registration was 5 years at Ameriprise Financial Services, Inc. (2011–2016). Before joining Colarion in 2024, Jon Gauthier was registered through JHH Wealth, LLC and Hayden Royal.
- JHH Wealth, LLC– · 4 yearsGreenville, SC · Adviser representative · Firm CRD 153924
- Hayden Royal– · 2 yearsCharlotte, NC · Adviser representative · Firm CRD 170037
- Visionquest Wealth Management, LLC– · under a yearRaleigh, NC · Adviser representative · Firm CRD 135581
- Ameriprise Financial Services, Inc.– · 5 yearsCharlotte, NC · Adviser representative · Firm CRD 6363
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsCharlotte, NC · Adviser representative · Firm CRD 7691
Professional designations
Listed by Colarion
- CERTIFIED FINANCIAL PLANNER™
- Chartered Retirement Planning Counselor®
- Accredited Portfolio Management Advisor®
Investment adviser representative registrations
Jon Gauthier is registered as an investment adviser representative in 2 states. The first approvals date from January 2024; the most recent is Florida, in February 2024.
- FloridaSince 5 February 2024
- North CarolinaSince 31 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 November 2007 |
| Series 7 | General Securities Representative Examination | 19 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jon E Gauthier
- CRD
- 5397385
- Firm
- Colarion · CRD 284588
- Office
- 333 E. Coffee Street, Suite, Greenville, SC 29601
- Registration
- Investment adviser registration
- In the industry since
- November 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- jhhwealth.com
Where does Jon Gauthier work?
Jon Gauthier is an investment adviser representative registered through Colarion LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jon Gauthier a financial advisor?
Yes. Jon Gauthier has a current investment-adviser registration in Florida and North Carolina, through Colarion since January 2024.
How many years of experience does Jon Gauthier have?
Jon Gauthier has 18 years in the financial industry, since November 2007, across 6 adviser firms.
What exams has Jon Gauthier passed?
Jon Gauthier has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2007. FINRA credited Jon Gauthier with the SIE, which began in October 2018.
Where did Jon Gauthier work before Colarion?
Before Colarion, Jon Gauthier was registered through JHH Wealth, LLC, September 2019 to December 2023; Hayden Royal, June 2017 to September 2019; Visionquest Wealth Management, LLC, December 2016 to May 2017; Ameriprise Financial Services, Inc., May 2011 to December 2016; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2007 to May 2011.
Where is Jon Gauthier based?
Jon Gauthier’s registered office is in Greenville, SC.
Is Jon Gauthier registered with FINRA?
No. Jon Gauthier has no current broker registration.
Is Jon Gauthier a CFP?
Colarion lists Jon Gauthier with the CFP credential (“CERTIFIED FINANCIAL PLANNER™”) on its website. CFP Board confirms certification status.
How can I verify Jon Gauthier’s record?
Search CRD 5397385 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Gauthier’s full registration record.
