John Wolfe has been President of John A. Wolfe & Associates since February 2007, is a control person of the firm and directly owns 75% or more of it.
John A. Wolfe & Associates, Inc. is a Portage, MI firm with $561M under management, 450 clients and 1 adviser across 2 offices, as of its September 2026 filing.
- – present · 16 yearsPortage, MI · Adviser representative · Firm CRD 110799
Investment adviser representative registrations
John Wolfe is registered as an investment adviser representative in 2 states. The first approvals date from November 2009; the most recent is Texas, in March 2011.
- MichiganSince 24 November 2009
- TexasSince 7 March 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 2 | Non-Member General Securities Examination | 24 June 1994 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 May 1991 |
| Series 7 | General Securities Representative Examination | 16 April 1988 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 5 December 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 December 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 December 1983 |
- Name
- Non-Member General Securities Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Anthony Wolfe
- CRD
- 1218558
- Firm
- John A. Wolfe & Associates · CRD 110799
- Role
- President
- Office
- 440 WEST CENTRE AVENUE, SUITE 4, Portage, MI 49024-5357
- Registration
- Investment adviser registration
- In the industry since
- November 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does John Wolfe work?
John Wolfe has been President of John A. Wolfe & Associates, Inc. since February 2007, and is a control person of the firm.
Is John Wolfe a financial advisor?
Yes. John Wolfe has a current investment-adviser registration in Michigan and Texas, through John A. Wolfe & Associates since November 2009.
How many years of experience does John Wolfe have?
John Wolfe has 16 years in the financial industry, since November 2009, across 1 adviser firm.
What exams has John Wolfe passed?
John Wolfe has passed 6 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 65 and Series 2. The earliest, the Series 6, was passed in December 1983.
Where is John Wolfe based?
John Wolfe’s registered office is in Portage, MI.
Is John Wolfe registered with FINRA?
No. John Wolfe has no current broker registration.
How can I verify John Wolfe’s record?
Search CRD 1218558 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Wolfe’s full registration record.