John Tumolo has been Member/Investment Advisor Representative of Sector Analysts since March 2015, is a control person of the firm and directly owns between 50% and 75% of it.
Sector Analysts LLC is an Allentown, PA firm with $238M under management, 677 clients and 2 advisers in one office, as of its March 2026 filing.
John Tumolo’s longest registration is the current one, 11 years at Sector Analysts since 2015. Before joining Sector Analysts in 2015, John Tumolo was registered through LPL Financial LLC.
- Sector Analysts LLCCurrent– present · 11 yearsAllentown, PA · Adviser representative · Firm CRD 169789
- LPL Financial LLC– · 10 yearsAllentown, PA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
John Tumolo is registered as an investment adviser representative in Pennsylvania, since June 2015.
- PennsylvaniaSince 5 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 8 November 2011 |
| Series 7 | General Securities Representative Examination | 6 November 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 November 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 October 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John David Tumolo
- CRD
- 4143301
- Firm
- Sector Analysts · CRD 169789
- Role
- Member/Investment Advisor Representative
- Office
- 6126 HAMILTON BLVD., SUITE 103, Allentown, PA 18106
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Tumolo work?
John Tumolo has been Member/Investment Advisor Representative of Sector Analysts LLC since March 2015, and is a control person of the firm.
Is John Tumolo a financial advisor?
Yes. John Tumolo has a current investment-adviser registration in Pennsylvania, through Sector Analysts since June 2015.
How many years of experience does John Tumolo have?
John Tumolo has 21 years in the financial industry, since November 2004, across 2 adviser firms.
What exams has John Tumolo passed?
John Tumolo has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in October 2004. FINRA credited John Tumolo with the SIE, which began in October 2018.
Where is John Tumolo based?
John Tumolo’s registered office is in Allentown, PA.
Is John Tumolo registered with FINRA?
Yes. John Tumolo has a current broker registration, under CRD 4143301.
Source: FINRA BrokerCheck
How can I verify John Tumolo’s record?
Search CRD 4143301 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Tumolo’s full registration record.