John Shao has been President, Owner, Chief Compliance Officer of Summitas Investment Management since March 2024, is a control person of the firm and directly owns 75% or more of it.
Summitas Investment Management LLC is a firm with $159M under management, 41 clients and 1 adviser in one office, as of its March 2026 filing.
John Shao’s longest registration was 22 years at John Shao Portfolio Management, Inc. (1998–2020). Before joining Summitas Investment Management in 2024, John Shao was registered through Eudaimonia Partners, LLC and John Shao Portfolio Management, Inc.
- – present · 2 yearsMcKinney, TX · Adviser representative · Firm CRD 330721
- Eudaimonia Partners, LLC– · 3 yearsMcKinney, TX · Adviser representative · Firm CRD 283884
- John Shao Portfolio Management, Inc.– · 22 yearsArden, NC · Adviser representative · Firm CRD 120214
Investment adviser representative registrations
John Shao is registered as an investment adviser representative in Texas, since May 2024.
- TexasSince 8 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 January 1998 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 3020236
- Firm
- Summitas Investment Management · CRD 330721
- Role
- President, Owner, Chief Compliance Officer
- Office
- McKinney, TX
- Registration
- Investment adviser registration
- In the industry since
- February 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does John Shao work?
John Shao has been President, Owner, Chief Compliance Officer of Summitas Investment Management LLC since March 2024, and is a control person of the firm.
Is John Shao a financial advisor?
Yes. John Shao has a current investment-adviser registration in Texas, through Summitas Investment Management since May 2024.
How many years of experience does John Shao have?
John Shao has 28 years in the financial industry, since February 1998, across 3 adviser firms.
What exams has John Shao passed?
John Shao passed the Series 65 in January 1998.
Where did John Shao work before Summitas Investment Management?
Before Summitas Investment Management, John Shao was registered through John Shao Portfolio Management, Inc., February 1998 to December 2020.
Where is John Shao based?
John Shao’s registered office is in McKinney, TX.
Is John Shao registered with FINRA?
No. John Shao has no current broker registration.
How can I verify John Shao’s record?
Search CRD 3020236 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Shao’s full registration record.