John Shaffer has been an investment adviser representative at Latitude Advisors since January 2019, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
John Shaffer’s longest registration was 8 years at Transamerica Financial Advisors, Inc. (2008–2016). Before joining Latitude Advisors in 2019, John Shaffer was registered through GWN Securities Inc. and Royal Alliance Associates, Inc.
- Latitude Advisors, LLCCurrent– present · 7 yearsEast Freedom, PA · Adviser representative · Firm CRD 151001
- GWN Securities Inc.– · under a yearEast Freedom, PA · Adviser representative · Firm CRD 128929
- Royal Alliance Associates, Inc.– · under a yearEast Freedom, PA · Adviser representative · Firm CRD 23131
- Signator Investors, Inc.– · 2 yearsEast Freedom, PA · Adviser representative · Firm CRD 468
- Transamerica Financial Advisors, Inc.– · 8 yearsEast Freedom, PA · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
John Shaffer is registered as an investment adviser representative in Pennsylvania, since January 2019.
- PennsylvaniaSince 3 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 62 | Corporate Securities Limited Representative Examination | 22 November 1988 |
| Series 22 | Direct Participation Programs Representative Examination | 19 July 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 April 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 April 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John W Shaffer
- CRD
- 1800679
- Firm
- Latitude Advisors · CRD 151001
- Office
- East Freedom, PA
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Shaffer work?
John Shaffer is an investment adviser representative registered through Latitude Advisors, LLC since January 2019, and is not listed among the firm’s executive officers or direct owners.
Is John Shaffer a financial advisor?
Yes. John Shaffer has a current investment-adviser registration in Pennsylvania, through Latitude Advisors since January 2019.
How many years of experience does John Shaffer have?
John Shaffer has 38 years in the financial industry, since April 1988, across 5 adviser firms.
What exams has John Shaffer passed?
John Shaffer has passed 4 licensing exams: the Series 63, Series 6, Series 22 and Series 62. The earliest, the Series 63, was passed in April 1988. FINRA credited John Shaffer with the SIE, which began in October 2018.
Where did John Shaffer work before Latitude Advisors?
Before Latitude Advisors, John Shaffer was registered through GWN Securities Inc., January 2019 to January 2019; Royal Alliance Associates, Inc., November 2018 to December 2018; Signator Investors, Inc., May 2016 to November 2018; Transamerica Financial Advisors, Inc., January 2008 to May 2016.
Where is John Shaffer based?
John Shaffer’s registered office is in East Freedom, PA.
Is John Shaffer registered with FINRA?
Yes. John Shaffer has a current broker registration, under CRD 1800679.
Source: FINRA BrokerCheck
How can I verify John Shaffer’s record?
Search CRD 1800679 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Shaffer’s full registration record.