John Rudio has been Partner of Echelons Capital since January 2023, is a control person of the firm and directly owns between 50% and 75% of it. John Rudio studied at United States Military Academy at West Point.
Echelons Capital, LLC is a Park City, UT firm with $174M under management, 36 clients and 2 advisers across 2 offices, as of its March 2026 filing.
John P. Rudio is Chief Executive Officer of Echelons Capital, based in Atlanta, Georgia. He served in the Army for 12 years, reaching the rank of Major, then worked in foreign exchange at Goldman Sachs & Co., where he became Vice President and began managing investment portfolios as a Private Wealth Advisor. He later established his own firm focused on managing portfolios for US-based entrepreneurs, families, non-profits, trusts and corporations.
John Rudio’s longest registration is the current one, 3 years at Echelons Capital since 2023. Before joining Echelons Capital in 2023, John Rudio was registered through Phase Line Capital, LLC.
- Echelons Capital, LLCCurrent– present · 3 yearsPark City, UT · Adviser representative · Firm CRD 325781
- Phase Line Capital, LLC– · 1 yearAtlanta, GA · Adviser representative · Firm CRD 315116
Investment adviser representative registrations
John Rudio is registered as an investment adviser representative in 2 states. The first approvals date from August 2023; the most recent is Texas, in November 2023.
- TexasSince 22 November 2023
- UtahSince 10 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 June 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 14 September 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 August 2015 |
| Series 7 | General Securities Representative Examination | 25 August 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Patrick Rudio
- CRD
- 6482618
- Firm
- Echelons Capital · CRD 325781
- Role
- Partner
- Office
- 2078 PROSPECTOR AVENUE, SUITE 4, Park City, UT 84060
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- echelonscapital.com
Where does John Rudio work?
John Rudio has been Partner of Echelons Capital, LLC since January 2023, and is a control person of the firm.
Is John Rudio a financial advisor?
Yes. John Rudio has a current investment-adviser registration in Texas and Utah, through Echelons Capital since April 2023.
How many years of experience does John Rudio have?
John Rudio has 11 years in the financial industry, since August 2015, across 2 adviser firms.
What exams has John Rudio passed?
John Rudio has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in August 2015. FINRA credited John Rudio with the SIE, which began in October 2018.
Where is John Rudio based?
John Rudio’s registered office is in Park City, UT.
Is John Rudio registered with FINRA?
No. John Rudio has no current broker registration.
How can I verify John Rudio’s record?
Search CRD 6482618 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Rudio’s full registration record.
