John Roscoe has been an investment adviser representative at Osprey Private Wealth since November 2025, and is not listed among the firm’s executive officers or direct owners. John Roscoe holds a Bachelor's degree in Biology from Cornell University and an MBA in Finance from Cornell University.
Osprey Private Wealth LLC is a New York, NY firm with $448M under management, 58 clients and 2 advisers in one office, as of its June 2026 filing.
John Roscoe is Director of Research & Wealth Advisor of Osprey Private Wealth. He oversees portfolio holdings and the research process, including new idea generation and thematic research. His investment career began in 1994 at Rockefeller & Company; he moved to Morgan Stanley Investment Management in 1997 and joined Roosevelt Investment Group in 2008, where he was named Chief Investment Officer in 2017.
John Roscoe’s longest registration was 2 years at Roosevelt Investments (2021–2024). Before joining Osprey Private Wealth in 2025, John Roscoe was registered through Corient and Roosevelt Investments.
- Osprey Private Wealth LLCCurrent– present · under a yearNew York, NY · Adviser representative · Firm CRD 331295
- Corient– · 1 yearNew York, NY · Adviser representative · Firm CRD 319448
- Roosevelt Investments– · 2 yearsNew York, NY · Adviser representative · Firm CRD 107853
Professional designations
Listed by Osprey Private Wealth
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
John Roscoe is registered as an investment adviser representative in New York, since November 2025.
- New YorkSince 4 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 2 July 1998 |
- Name
- General Securities Representative Examination
- Full name
- John Scott Roscoe
- CRD
- 1785868
- Firm
- Osprey Private Wealth · CRD 331295
- Office
- 140 EAST 45TH STREET, SUITE 15B, New York, NY 10017
- Registration
- Investment adviser registration
- In the industry since
- January 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ospreypw.com
Where does John Roscoe work?
John Roscoe is an investment adviser representative registered through Osprey Private Wealth LLC since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is John Roscoe a financial advisor?
Yes. John Roscoe has a current investment-adviser registration in New York, through Osprey Private Wealth since November 2025.
How many years of experience does John Roscoe have?
John Roscoe has 3 years in the financial industry, since January 2023, across 3 adviser firms.
What exams has John Roscoe passed?
John Roscoe passed the Series 7 in July 1998.
Where did John Roscoe work before Osprey Private Wealth?
Before Osprey Private Wealth, John Roscoe was registered through Corient, February 2023 to May 2024; Roosevelt Investments, August 2021 to May 2024.
Where is John Roscoe based?
John Roscoe’s registered office is in New York, NY.
Is John Roscoe registered with FINRA?
No. John Roscoe has no current broker registration.
Is John Roscoe a CFA charterholder?
Osprey Private Wealth lists John Roscoe with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify John Roscoe’s record?
Search CRD 1785868 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Roscoe’s full registration record.
