John Obeck has been Chief Compliance Officer of Burgess Investment Group since April 2026, is not listed as a control person, but directly owns under 5% of the firm.
Burgess Investment Group, LLC is a Greenville, SC firm with $147M under management, 864 clients and 10 advisers across 7 offices, as of its September 2026 filing.
John Obeck is Executive Vice President of Compliance of Big Money Retirement Solutions. He serves as Chief Compliance Officer and Head of Compliance and has over two decades of experience in the financial services industry. Before joining the firm, he was Chief Compliance Officer at one of Fifth Third's broker-dealers and at TIAA-CREF.
- Wachovia Securities, LLC– · under a yearCharlotte, NC · Adviser representative · Firm CRD 19616
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 4 March 2024 |
| Series 79TO | Investment Banking Registered Representative Examination | 5 March 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 2 February 2015 |
| Series 66 | Uniform Combined State Law Examination | 19 October 2002 |
| Series 7 | General Securities Representative Examination | 10 May 2000 |
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John M Obeck
- CRD
- 3222777
- Firm
- Burgess Investment Group · CRD 318698
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bigmoneyretirement.com
Where does John Obeck work?
John Obeck has been Chief Compliance Officer of Burgess Investment Group, LLC since April 2026.
Does John Obeck have a current investment-adviser registration?
John Obeck has no current investment-adviser or broker registration.
What exams has John Obeck passed?
John Obeck has passed 5 licensing exams: the Series 7, Series 66, Series 24, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in May 2000. FINRA credited John Obeck with the SIE, which began in October 2018.
Where was John Obeck previously registered as an investment adviser?
John Obeck has past investment-adviser registrations through Wachovia Securities, LLC, October 2002 to October 2003, across 1 firm.
Is John Obeck registered with FINRA?
No. John Obeck has no current broker registration.
How can I verify John Obeck’s record?
Search CRD 3222777 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Obeck’s full registration record.
