John Mendrysa has been an investment adviser representative at Broadway Advisor Group since February 2025, and is not listed among the firm’s executive officers or direct owners.
Broadway Advisor Group is an Albany, NY firm with $215M under management, 321 clients and 3 advisers in one office, as of its March 2026 filing.
John Mendrysa is Financial Advisor of Broadway Advisor Group, based in Albany, New York. He began his career at Phoenix Home Life, then worked at Amsterdam Savings Bank. He later served clients at Paine Webber, which became UBS, and then spent an extended period at LPL Financial Services.
John Mendrysa’s longest registration was 14 years at LPL Financial LLC (2010–2025). Before joining Broadway Advisor Group in 2025, John Mendrysa was registered through LPL Financial LLC.
- Broadway Advisor GroupCurrent– present · 1 yearAlbany, NY · Adviser representative · Firm CRD 324281
- LPL Financial LLC– · 14 yearsSchenectady, NY · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
John Mendrysa is registered as an investment adviser representative in New York, since February 2025.
- New YorkSince 11 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 10 April 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 July 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 July 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Francis Mendrysa
- CRD
- 2492930
- Firm
- Broadway Advisor Group · CRD 324281
- Office
- 368 BROADWAY, FIRST FLOOR, Albany, NY 12207
- Registration
- Investment adviser registration
- In the industry since
- October 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- broadwayadvisorgroup.com
Where does John Mendrysa work?
John Mendrysa is an investment adviser representative registered through Broadway Advisor Group since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is John Mendrysa a financial advisor?
Yes. John Mendrysa has a current investment-adviser registration in New York, through Broadway Advisor Group since February 2025.
How many years of experience does John Mendrysa have?
John Mendrysa has 32 years in the financial industry, since October 1994, across 2 adviser firms.
What exams has John Mendrysa passed?
John Mendrysa has passed 3 licensing exams: the Series 63, Series 6 and Series 7. The earliest, the Series 63, was passed in July 1994. FINRA credited John Mendrysa with the SIE, which began in October 2018.
Where did John Mendrysa work before Broadway Advisor Group?
Before Broadway Advisor Group, John Mendrysa was registered through LPL Financial LLC, October 2010 to January 2025.
Where is John Mendrysa based?
John Mendrysa’s registered office is in Albany, NY.
Is John Mendrysa registered with FINRA?
No. John Mendrysa has no current broker registration.
How can I verify John Mendrysa’s record?
Search CRD 2492930 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Mendrysa’s full registration record.
