John Melvin has been Owner of Dartmouth Capital Advisors since October 1995, is not listed as a control person, but directly owns between 5% and 10% of the firm.
Dartmouth Capital Advisors, Inc. is a firm with $168M under management, 15 clients and 1 adviser in one office, as of its July 2026 filing.
No adviser firm registrations are on John Melvin’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 18 May 2023 |
| Series 57TO | Securities Trader Exam | 18 May 2023 |
| Series 52TO | Municipal Securities Representative Examination | 12 May 2023 |
| Series 7TO | General Securities Representative Examination | 9 May 2023 |
| SIE | Securities Industry Essentials Examination | 2 May 2023 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Trader Exam
- Name
- Municipal Securities Representative Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- John C Melvin
- CRD
- 4338477
- Firm
- Dartmouth Capital Advisors · CRD 105933
- Role
- Owner
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Melvin work?
John Melvin has been Owner of Dartmouth Capital Advisors, Inc. since October 1995.
Does John Melvin have a current investment-adviser registration?
John Melvin has a current broker registration and no current investment-adviser registration.
What exams has John Melvin passed?
John Melvin has passed 5 licensing exams: the SIE, Series 7TO, Series 52TO, Series 63 and Series 57TO. The earliest, the SIE, was passed in May 2023.
Is John Melvin registered with FINRA?
Yes. John Melvin has a current broker registration, under CRD 4338477.
Source: FINRA BrokerCheck
How can I verify John Melvin’s record?
Search CRD 4338477 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Melvin’s full registration record.