John McCauley has been an investment adviser representative at Silver Grove Financial Group since August 2021, and is not listed among the firm’s executive officers or direct owners.
Silver Grove Financial Group, Inc. is an Orchard Park, NY firm with $454M under management, 2,150 clients and 17 advisers across 11 offices, as of its August 2026 filing.
John McCauley’s longest registration is the current one, 5 years at Silver Grove Financial Group since 2021. Before joining Silver Grove Financial Group in 2021, John McCauley was registered through LPL Financial LLC and Newport Coast Asset Management.
- – present · 5 yearsOrchard Park, NY · Adviser representative · Firm CRD 287512
- LPL Financial LLC– · 2 yearsOrchard Park, NY · Adviser representative · Firm CRD 6413
- Newport Coast Asset Management– · under a yearNew York, NY · Adviser representative · Firm CRD 16944
- Axa Advisors, LLC– · 2 yearsWilliamsville, NY · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
John McCauley is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 12 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 August 2012 |
| Series 7 | General Securities Representative Examination | 1 August 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Joseph McCauley
- CRD
- 6092880
- Firm
- Silver Grove Financial Group · CRD 287512
- Office
- 400 STERLING DRIVE, Orchard Park, NY 14127
- Registration
- Investment adviser registration
- In the industry since
- November 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does John McCauley work?
John McCauley is an investment adviser representative registered through Silver Grove Financial Group, Inc. since August 2021, and is not listed among the firm’s executive officers or direct owners.
Is John McCauley a financial advisor?
Yes. John McCauley has a current investment-adviser registration in New York, through Silver Grove Financial Group since August 2021.
How many years of experience does John McCauley have?
John McCauley has 13 years in the financial industry, since November 2012, across 4 adviser firms.
What exams has John McCauley passed?
John McCauley has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2012. FINRA credited John McCauley with the SIE, which began in October 2018.
Where did John McCauley work before Silver Grove Financial Group?
Before Silver Grove Financial Group, John McCauley was registered through LPL Financial LLC, March 2015 to August 2017; Newport Coast Asset Management, January 2015 to March 2015; Axa Advisors, LLC, September 2012 to October 2014.
Where is John McCauley based?
John McCauley’s registered office is in Orchard Park, NY.
Is John McCauley registered with FINRA?
No. John McCauley has no current broker registration.
How can I verify John McCauley’s record?
Search CRD 6092880 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John McCauley’s full registration record.
