John Laughlin has been President and Chief Compliance Officer of Laughlin Financial since July 2012, is a control person of the firm and directly owns 75% or more of it. John Laughlin holds an Economics degree from DePauw University and an MBA from Indiana University Kelley School of Business.
Laughlin Financial LLC is a Bloomington, IN firm with $200M under management, 82 clients and 2 advisers in one office, as of its January 2026 filing.
John Laughlin is founder and president of Laughlin Financial LLC. He started the firm in 2012. Before founding it, he was a Vice President with a global investment bank, where he advised domestic and international institutional money managers.
John Laughlin’s longest registration is the current one, 14 years at Laughlin Financial since 2012. Before joining Laughlin Financial in 2012, John Laughlin was registered through Credit Suisse Securities (USA) LLC.
- Laughlin Financial LLCCurrent– present · 14 yearsBloomington, IN · Adviser representative · Firm CRD 165105
- Credit Suisse Securities (USA) LLC– · 4 yearsChicago, IL · Adviser representative · Firm CRD 816
Professional designations
Listed by Laughlin Financial
- CPA
- PFS
- CFP®
Investment adviser representative registrations
John Laughlin is registered as an investment adviser representative in Indiana, since August 2012.
- IndianaSince 16 August 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 January 2008 |
| Series 7 | General Securities Representative Examination | 5 November 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John R Laughlin
- CRD
- 4674607
- Firm
- Laughlin Financial · CRD 165105
- Role
- President and Chief Compliance Officer
- Office
- 4151 E. 3RD ST, Bloomington, IN 47401
- Registration
- Investment adviser registration
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- laughlinfin.com
Where does John Laughlin work?
John Laughlin has been President and Chief Compliance Officer of Laughlin Financial LLC since July 2012, and is a control person of the firm.
Is John Laughlin a financial advisor?
Yes. John Laughlin has a current investment-adviser registration in Indiana, through Laughlin Financial since August 2012.
How many years of experience does John Laughlin have?
John Laughlin has 18 years in the financial industry, since January 2008, across 2 adviser firms.
What exams has John Laughlin passed?
John Laughlin has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2007.
Where did John Laughlin work before Laughlin Financial?
Before Laughlin Financial, John Laughlin was registered through Credit Suisse Securities (USA) LLC, January 2008 to July 2012.
Where is John Laughlin based?
John Laughlin’s registered office is in Bloomington, IN.
Is John Laughlin registered with FINRA?
No. John Laughlin has no current broker registration.
Is John Laughlin a CFP?
Laughlin Financial lists John Laughlin with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify John Laughlin’s record?
Search CRD 4674607 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Laughlin’s full registration record.