John Koons has been Managing Member & Chief Compliance Officer of JK Private Wealth since December 2019, is a control person of the firm and directly owns 75% or more of it.
JK Private Wealth, LLC is a Glastonbury, CT firm with $156M under management, 115 clients and 1 adviser in one office, as of its March 2026 filing.
Jack Koons is Principal of JK Private Wealth, based in Glastonbury, Connecticut. He is a Wealth Management Advisor and has helped clients achieve their financial goals for the last 29 years. Before founding JK Private Wealth, he was a Wealth Management Advisor with the Northwestern Mutual Wealth Management Company.
John Koons’ longest registration was 12 years at Northwestern Mutual Investment Services,llc (2007–2019). Before joining JK Private Wealth in 2019, John Koons was registered through Northwestern Mutual Investment Services,llc.
- JK Private Wealth, LLCCurrent– present · 6 yearsGlastonbury, CT · Adviser representative · Firm CRD 305987
- Northwestern Mutual Investment Services,llc– · 12 yearsGlastonbury, CT · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
John Koons is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2019; the most recent is Texas, in September 2020.
- ConnecticutSince 16 December 2019
- TexasResidentSince 10 September 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 December 2006 |
| Series 7 | General Securities Representative Examination | 3 February 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 March 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 June 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Ottens Koons
- CRD
- 2475258
- Firm
- JK Private Wealth · CRD 305987
- Role
- Managing Member & Chief Compliance Officer
- Office
- 49 WELLES ST., SUITE 204, Glastonbury, CT 06033
- Registration
- Investment adviser registration
- In the industry since
- January 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- jkprivatewealth.com
Where does John Koons work?
John Koons has been Managing Member & Chief Compliance Officer of JK Private Wealth, LLC since December 2019, and is a control person of the firm.
Is John Koons a financial advisor?
Yes. John Koons has a current investment-adviser registration in Connecticut and Texas, through JK Private Wealth since December 2019.
How many years of experience does John Koons have?
John Koons has 30 years in the financial industry, since January 1996, across 2 adviser firms.
What exams has John Koons passed?
John Koons has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in June 1994. FINRA credited John Koons with the SIE, which began in October 2018.
Where is John Koons based?
John Koons’ registered office is in Glastonbury, CT.
Is John Koons registered with FINRA?
No. John Koons has no current broker registration.
How can I verify John Koons’ record?
Search CRD 2475258 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Koons’ full registration record.