John Kinney has been an investment adviser representative at Warner Group since April 2025, and is not listed among the firm’s executive officers or direct owners.
Warner Group LLC is a Madison, CT firm with $458M under management, 758 clients and 7 advisers across 3 offices, as of its September 2026 filing.
John Kinney’s longest registration was 7 years at National Planning Corporation ("NPC of America" in FL & NY) (2009–2017). Before joining Warner Group in 2025, John Kinney was registered through LPL Financial LLC and National Planning Corporation ("NPC of America" in FL & NY).
- LPL Financial LLC– · 7 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- National Planning Corporation ("NPC of America" in FL & NY)– · 7 yearsGuilford, CT · Adviser representative · Firm CRD 29604
- Benchmark Asset Management, LLC– · 4 yearsGuilford, CT · Adviser representative · Firm CRD 127240
- Benchmark Asset Management, LLC– · 3 yearsGuilford, CT · Adviser representative · Firm CRD 127240
Investment adviser representative registrations
John Kinney is registered as an investment adviser representative in Connecticut, since April 2025.
- ConnecticutSince 11 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 3 May 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 July 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 September 1989 |
| Series 7 | General Securities Representative Examination | 15 April 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Andrew Kinney
- CRD
- 1918369
- Firm
- Warner Group · CRD 334877
- Office
- 869 BOSTON POST ROAD, Madison, CT 06443
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1989
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Kinney work?
John Kinney is an investment adviser representative registered through Warner Group LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is John Kinney a financial advisor?
Yes. John Kinney has a current investment-adviser registration in Connecticut, through Warner Group since April 2025.
How many years of experience does John Kinney have?
John Kinney has 37 years in the financial industry, since May 1989, across 4 adviser firms.
What exams has John Kinney passed?
John Kinney has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in April 1989. FINRA credited John Kinney with the SIE, which began in October 2018.
Where did John Kinney work before Warner Group?
Before Warner Group, John Kinney was registered through LPL Financial LLC, November 2017 to April 2025; National Planning Corporation ("NPC of America" in FL & NY), December 2009 to November 2017; Benchmark Asset Management, LLC, April 2005 to December 2009; Benchmark Asset Management, LLC, July 2001 to December 2004.
Where is John Kinney based?
John Kinney’s registered office is in Madison, CT.
Is John Kinney registered with FINRA?
Yes. John Kinney has a current broker registration, under CRD 1918369.
Source: FINRA BrokerCheck
How can I verify John Kinney’s record?
Search CRD 1918369 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Kinney’s full registration record.
- Lisa LaFondChief Compliance Officer
James WarnerOwner