John Fleming has been an investment adviser representative at Vandalia Wealth Management since July 2026, and is not listed among the firm’s executive officers or direct owners.
Vandalia Wealth Management Incorporated is a Charleston, WV firm with $250M under management, 469 clients and 15 advisers across 6 offices, as of its July 2026 filing.
John Fleming’s longest registration was 4 years at Dixon Hughes Goodman Wealth Advisors LLC (2018–2022). Before joining Vandalia Wealth Management in 2026, John Fleming was registered through Axxcess Wealth Management, LLC and Forvis Mazars Wealth Advisors, LLC.
- Vandalia WealthCurrent– present · under a yearGreenville, NC · Adviser representative · Firm CRD 340089
- Axxcess Wealth Management, LLC– · 1 yearGreenville, NC · Adviser representative · Firm CRD 164081
- Forvis Mazars Wealth Advisors, LLC– · 2 yearsGreenville, NC · Adviser representative · Firm CRD 110905
- Dixon Hughes Goodman Wealth Advisors LLC– · 4 yearsGreenville, NC · Adviser representative · Firm CRD 109279
- Edward Jones– · under a yearWilson, NC · Adviser representative · Firm CRD 250
Investment adviser representative registrations
John Fleming is registered as an investment adviser representative in North Carolina, since July 2026.
- North CarolinaSince 2 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 September 2017 |
| Series 7 | General Securities Representative Examination | 29 August 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Davis Fleming
- CRD
- 6592334
- Firm
- Vandalia Wealth Management · CRD 340089
- Office
- 710 CROMWELL DRIVE, SUITE A, Greenville, NC 27858
- Registration
- Investment adviser registration
- In the industry since
- December 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does John Fleming work?
John Fleming is an investment adviser representative registered through Vandalia Wealth Management Incorporated since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is John Fleming a financial advisor?
Yes. John Fleming has a current investment-adviser registration in North Carolina, through Vandalia Wealth Management since July 2026.
How many years of experience does John Fleming have?
John Fleming has 8 years in the financial industry, since December 2017, across 5 adviser firms.
What exams has John Fleming passed?
John Fleming has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2017. FINRA credited John Fleming with the SIE, which began in October 2018.
Where did John Fleming work before Vandalia Wealth Management?
Before Vandalia Wealth Management, John Fleming was registered through Axxcess Wealth Management, LLC, January 2025 to July 2026; Forvis Mazars Wealth Advisors, LLC, June 2022 to January 2025; Dixon Hughes Goodman Wealth Advisors LLC, March 2018 to August 2022; Edward Jones, September 2017 to November 2017.
Where is John Fleming based?
John Fleming’s registered office is in Greenville, NC.
Is John Fleming registered with FINRA?
No. John Fleming has no current broker registration.
How can I verify John Fleming’s record?
Search CRD 6592334 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Fleming’s full registration record.