John Farni has been Executive Vice President / Investment Advisor / Chief Compliance Officer of Quantitative Asset Management since September 2015, is not listed as a control person, but directly owns under 5% of the firm. John Farni studied at Bowdoin College.
Quantitative Asset Management, LLC is a Minnetonka, MN firm with $187M under management, 155 clients and 2 advisers in one office, as of its March 2026 filing.
John C. Farni is Executive Vice President/Investment Advisor of Quantitative Asset Management, LLC, based in Minnetonka. He has worked in the investment management business for the last 24 years. Before joining QAM, he spent over 13 years as an Associate Vice President - Financial Advisor at RBC Wealth Management and 2 years at Fidelity Investments in its Private Wealth Management Group in Boston.
John Farni’s longest registration is the current one, 11 years at Quantitative Asset Management since 2015. Before joining Quantitative Asset Management in 2015, John Farni was registered through RBC Capital Markets, LLC.
- – present · 11 yearsMinnetonka, MN · Adviser representative · Firm CRD 143279
- RBC Capital Markets, LLC– · 10 yearsWayzata, MN · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
John Farni is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in October 2015.
- MinnesotaSince 22 October 2015
- TexasResidentSince 27 October 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 February 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 2001 |
| Series 7 | General Securities Representative Examination | 28 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John C Farni
- CRD
- 4280441
- Firm
- Quantitative Asset Management · CRD 143279
- Role
- Executive Vice President / Investment Advisor / Chief Compliance Officer
- Office
- 4350 BAKER ROAD, SUITE 160, Minnetonka, MN 55343
- Registration
- Investment adviser registration
- In the industry since
- April 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- qamgmt.com
Where does John Farni work?
John Farni has been Executive Vice President / Investment Advisor / Chief Compliance Officer of Quantitative Asset Management, LLC since September 2015.
Is John Farni a financial advisor?
Yes. John Farni has a current investment-adviser registration in Minnesota and Texas, through Quantitative Asset Management since October 2015.
How many years of experience does John Farni have?
John Farni has 21 years in the financial industry, since April 2005, across 2 adviser firms.
What exams has John Farni passed?
John Farni has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in December 2000. FINRA credited John Farni with the SIE, which began in October 2018.
Where is John Farni based?
John Farni’s registered office is in Minnetonka, MN.
Is John Farni registered with FINRA?
No. John Farni has no current broker registration.
How can I verify John Farni’s record?
Search CRD 4280441 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Farni’s full registration record.