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John Dougherty, portrait

John Dougherty

Investment adviser representative at Glenwood Investment Group in Manchester, NH

Investment adviser registrationUpdated

John Dougherty is an investment adviser representative at Glenwood Investment Group, LLC, an investment adviser managing $199M, and works from its Manchester, NH office. John Dougherty has been registered through Glenwood Investment Group since 4 September 2025, has 5 years in the industry across 3 firms and has passed the SIE, Series 7TO and Series 66.

5
Years in industry
1
Years at firm
3
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

John Dougherty has been an investment adviser representative at Glenwood Investment Group since September 2025, and is not listed among the firm’s executive officers or direct owners.

Glenwood Investment Group, LLC is a Manchester, NH firm with $199M under management, 372 clients and 2 advisers across 5 offices, as of its March 2026 filing.

Jack Dougherty is Financial Advisor of Glenwood Investment Group. He previously served as Finance Manager to Porsche dealerships in the New England area for many years. He pursued his securities licenses in 2020 and 2021 and connected with Glenwood Investment Group to pursue the next step in his career.

John Dougherty’s longest registration was 2 years at MML Investors Services, LLC (2022–2024). Before joining Glenwood Investment Group in 2025, John Dougherty was registered through MML Investors Services, LLC and Steward Partners Investment Advisory, LLC.

  1. – present · 1 year
    Manchester, NH · Adviser representative · Firm CRD 132950
  2. MML Investors Services, LLC
    – · 2 years
    Bedford, NH · Adviser representative · Firm CRD 10409
  3. Steward Partners Investment Advisory, LLC
    – · under a year
    Portsmouth, NH · Adviser representative · Firm CRD 283004

Credentials and registrations

Investment adviser representative registrations

John Dougherty is registered as an investment adviser representative in New Hampshire, since September 2025.

  • New HampshireSince 4 September 2025

Examinations

Series 6612 March 2021
Name
Uniform Combined State Law Examination
Series 7TO16 December 2020
Name
General Securities Representative Examination
SIE9 December 2020
Name
Securities Industry Essentials Examination

Key facts

Full name
John Thomas Dougherty
CRD
7307034
Firm
Glenwood Investment Group · CRD 132950
Office
814 ELM STREET, SUITE 503, Manchester, NH 03101
Registration
Investment adviser registration
In the industry since
September 2021
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does John Dougherty work?

John Dougherty is an investment adviser representative registered through Glenwood Investment Group, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is John Dougherty a financial advisor?

Yes. John Dougherty has a current investment-adviser registration in New Hampshire, through Glenwood Investment Group since September 2025.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does John Dougherty have?

John Dougherty has 5 years in the financial industry, since September 2021, across 3 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has John Dougherty passed?

John Dougherty has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in December 2020.

Source: IAPD individual record, checked 22 October 2026

Where did John Dougherty work before Glenwood Investment Group?

Before Glenwood Investment Group, John Dougherty was registered through MML Investors Services, LLC, September 2022 to December 2024; Steward Partners Investment Advisory, LLC, January 2022 to August 2022.

Source: IAPD individual record, checked 22 October 2026

Where is John Dougherty based?

John Dougherty’s registered office is in Manchester, NH.

Source: IAPD individual record, checked 22 October 2026

Is John Dougherty registered with FINRA?

No. John Dougherty has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify John Dougherty’s record?

Search CRD 7307034 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Dougherty’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Glenwood Investment Group

Sources

  1. IAPD individual record, CRD 7307034, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Glenwood Investment Group, LLC, filed 6 March 2026. Executive officers and direct owners; this person is not among them.
  3. Glenwood Investment Group team page. Biography, education, credentials, awards and the portrait, reproduced for identification.