John Cosgrove has been an investment adviser representative at Kingsman Wealth Management since January 2023, and is not listed among the firm’s executive officers or direct owners. John Cosgrove holds a PhD in Leadership. John Cosgrove studied at United States Military Academy at West Point.
Kingsman Wealth Management Inc. is a Pensacola, FL firm with $235M under management, 216 clients and 2 advisers across 2 offices, as of its March 2026 filing.
John Cosgrove is Wealth Advisor of Kingsman Wealth Management. He has been in the financial industry for 35 years and has served as a Financial Advisor, Resident Manager, Regional Director, Managing Director, Senior Vice-President and President. Before entering the financial industry, he spent 12 years in the Army as an Airborne Ranger Infantry officer.
John Cosgrove’s longest registration was 11 years at Chief Advisors Corp (2007–2018). Before joining Kingsman Wealth Management in 2023, John Cosgrove was registered through TC Advisors LTD. and Chief Advisors Corp.
- – present · 3 yearsOoltewah, TN · Adviser representative · Firm CRD 319238
- TC Advisors LTD.– · 4 yearsOoltewah, TN · Adviser representative · Firm CRD 290891
- Chief Advisors Corp– · 11 yearsOoltewah, TN · Adviser representative · Firm CRD 125261
- UBS Financial Services Inc.– · 2 yearsOrlando, FL · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
John Cosgrove is registered as an investment adviser representative in 2 states. Each was approved in January 2023.
- FloridaSince 28 January 2023
- TennesseeSince 4 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 5 May 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 December 1994 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 1 October 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 June 1987 |
| Series 7 | General Securities Representative Examination | 16 May 1987 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Frederick Cosgrove
- CRD
- 1659111
- Firm
- Kingsman Wealth Management · CRD 319238
- Office
- Ooltewah, TN
- Registration
- Investment adviser registration
- In the industry since
- July 1988
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- kingsmanwealth.com
Where does John Cosgrove work?
John Cosgrove is an investment adviser representative registered through Kingsman Wealth Management Inc. since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is John Cosgrove a financial advisor?
Yes. John Cosgrove has a current investment-adviser registration in Florida and Tennessee, through Kingsman Wealth Management since January 2023.
How many years of experience does John Cosgrove have?
John Cosgrove has 38 years in the financial industry, since July 1988, across 4 adviser firms.
What exams has John Cosgrove passed?
John Cosgrove has passed 7 licensing exams: the Series 7, Series 63, Series 8, Series 65, Series 3, Series 9 and Series 10. The earliest, the Series 7, was passed in May 1987. FINRA credited John Cosgrove with the SIE, which began in October 2018.
Where did John Cosgrove work before Kingsman Wealth Management?
Before Kingsman Wealth Management, John Cosgrove was registered through TC Advisors LTD., April 2018 to December 2022; Chief Advisors Corp, October 2007 to December 2018; UBS Financial Services Inc., March 2004 to September 2006.
Where is John Cosgrove based?
John Cosgrove’s registered office is in Ooltewah, TN.
Is John Cosgrove registered with FINRA?
No. John Cosgrove has no current broker registration.
How can I verify John Cosgrove’s record?
Search CRD 1659111 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Cosgrove’s full registration record.
