John Carpenter has been an investment adviser representative at SBE LLC dba Cedar Cove Wealth Partners since August 2025, and is not listed among the firm’s executive officers or direct owners.
Sbe LLC Dba Cedar Cove Wealth Partners is a Bloomington, MN firm with $455M under management, 2,036 clients and 10 advisers across 4 offices, as of its August 2026 filing.
John Carpenter’s longest registration was 4 years at Thrivent Advisor Network, LLC (2020–2025). Before joining SBE LLC dba Cedar Cove Wealth Partners in 2025, John Carpenter was registered through Thrivent Advisor Network, LLC.
- Cedar Cove Wealth PartnersCurrent– present · 1 yearDenver, CO · Adviser representative · Firm CRD 336245
- Thrivent Advisor Network, LLC– · 4 yearsDenver, CO · Adviser representative · Firm CRD 304569
Investment adviser representative registrations
John Carpenter is registered as an investment adviser representative in Colorado, since August 2025.
- ColoradoSince 11 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 September 2020 |
| Series 7TO | General Securities Representative Examination | 17 July 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 30 September 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 October 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 July 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Sanford Carpenter
- CRD
- 5349723
- Firm
- SBE LLC dba Cedar Cove Wealth Partners · CRD 336245
- Office
- Denver, CO
- Registration
- Investment adviser registration
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does John Carpenter work?
John Carpenter is an investment adviser representative registered through Sbe LLC Dba Cedar Cove Wealth Partners since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is John Carpenter a financial advisor?
Yes. John Carpenter has a current investment-adviser registration in Colorado, through SBE LLC dba Cedar Cove Wealth Partners since August 2025.
How many years of experience does John Carpenter have?
John Carpenter has 16 years in the financial industry, since December 2009, across 2 adviser firms.
What exams has John Carpenter passed?
John Carpenter has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 7TO and Series 66. The earliest, the Series 6, was passed in July 2007. FINRA credited John Carpenter with the SIE, which began in October 2018.
Where is John Carpenter based?
John Carpenter’s registered office is in Denver, CO.
Is John Carpenter registered with FINRA?
No. John Carpenter has no current broker registration.
How can I verify John Carpenter’s record?
Search CRD 5349723 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Carpenter’s full registration record.
