John Bever has been President/Chief Compliance Officer of Phase III Advisory Services since June 1984, is a control person of the firm and directly owns 75% or more of it. John Bever holds a B.S. in Organizational Communications from Southern Illinois University.
Phase III Advisory Services, LTD is a Buffalo Grove, IL firm with $211M under management, 483 clients and 3 advisers across 2 offices, as of its April 2026 filing.
John Bever is President of Phase 3 Advisory Services, Ltd. He works with individuals, families and business owners, and began his career in the financial services industry in 1983. In 1984 he co-founded Phase 3 Advisory Services, Ltd.
John Bever’s longest registration is the current one, 28 years at Phase III Advisory Services since 1998. Before joining Phase III Advisory Services in 1998, John Bever was registered through Royal Alliance Associates, Inc.
- Osaic Wealth, Inc.– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 23131
- David H. Morton, LTD.– · 2 yearsBuffalo Grove, IL · Adviser representative · Firm CRD 123654
- – present · 28 yearsAdviser representative · Firm CRD 122959
- Royal Alliance Associates, Inc.– · 22 yearsScottsdale, AZ · Adviser representative · Firm CRD 23131
Professional designations
Listed by Phase III Advisory Services
- CFP®
Investment adviser representative registrations
John Bever is registered as an investment adviser representative in 2 states. The first approvals date from June 1998; the most recent is Texas, in March 2017.
- IllinoisSince 6 June 1998
- TexasSince 31 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 25 June 2003 |
| Series 24 | General Securities Principal Examination | 24 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 May 1986 |
| Series 7 | General Securities Representative Examination | 15 October 1983 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John William Bever
- CRD
- 1199159
- Firm
- Phase III Advisory Services · CRD 122959
- Role
- President/Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1983
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- phase3advisory.com
Where does John Bever work?
John Bever has been President/Chief Compliance Officer of Phase III Advisory Services, LTD since June 1984, and is a control person of the firm.
Is John Bever a financial advisor?
Yes. John Bever has a current investment-adviser registration in Illinois and Texas, through Phase III Advisory Services since June 1998.
How many years of experience does John Bever have?
John Bever has 42 years in the financial industry, since November 1983, across 3 adviser firms.
What exams has John Bever passed?
John Bever has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 53 and Series 52TO. The earliest, the Series 7, was passed in October 1983. FINRA credited John Bever with the SIE, which began in October 2018.
Is John Bever registered with FINRA?
Yes. John Bever has a current broker registration, under CRD 1199159.
Source: FINRA BrokerCheck
Is John Bever a CFP?
Phase III Advisory Services lists John Bever with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify John Bever’s record?
Search CRD 1199159 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Bever’s full registration record.