John Bauman has been an investment adviser representative at QM Advisors since May 2019, and is not listed among the firm’s executive officers or direct owners. John Bauman holds a Degree in Microbiology from the University of Georgia.
QM Advisors LLC is a firm with $140M under management, 161 clients and 9 advisers across 3 offices, as of its March 2026 filing.
John Bauman is Financial Advisor of QM Advisors. He joined the firm in 2019, after a 20+ year career in the healthcare industry as a project manager and business analyst. He also worked at a small Registered Investment Advisor that focused on tactical money management.
John Bauman’s longest registration is the current one, 7 years at QM Advisors since 2019. Before joining QM Advisors in 2019, John Bauman was registered through Capital Research Advisors, LLC.
- QM Advisors LLCCurrent– present · 7 yearsInlet Beach, FL · Adviser representative · Firm CRD 297438
- Capital Research Advisors, LLC– · under a yearSuwanee, GA · Adviser representative · Firm CRD 125621
Investment adviser representative registrations
John Bauman is registered as an investment adviser representative in Florida, since May 2019.
- FloridaSince 8 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 March 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- John Eric Bauman
- CRD
- 6659735
- Firm
- QM Advisors · CRD 297438
- Office
- Inlet Beach, FL
- Registration
- Investment adviser registration
- In the industry since
- July 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- qmadvisors.com
Where does John Bauman work?
John Bauman is an investment adviser representative registered through QM Advisors LLC since May 2019, and is not listed among the firm’s executive officers or direct owners.
Is John Bauman a financial advisor?
Yes. John Bauman has a current investment-adviser registration in Florida, through QM Advisors since May 2019.
How many years of experience does John Bauman have?
John Bauman has 8 years in the financial industry, since July 2018, across 2 adviser firms.
What exams has John Bauman passed?
John Bauman passed the Series 65 in March 2016.
Where did John Bauman work before QM Advisors?
Before QM Advisors, John Bauman was registered through Capital Research Advisors, LLC, May 2016 to March 2017.
Where is John Bauman based?
John Bauman’s registered office is in Inlet Beach, FL.
Is John Bauman registered with FINRA?
No. John Bauman has no current broker registration.
How can I verify John Bauman’s record?
Search CRD 6659735 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Bauman’s full registration record.
