John Arrington has been Chief Compliance Officer of TLC Group Investment Advisors since August 2021, is a control person of the firm and directly owns under 5% of it.
TLC Group Investment Advisors, LLC is a State College, PA firm with $168M under management, 205 clients and 2 advisers in one office, as of its March 2026 filing.
- – present · 9 yearsState College, PA · Adviser representative · Firm CRD 137814
Investment adviser representative registrations
John Arrington is registered as an investment adviser representative in Pennsylvania, since January 2017.
- PennsylvaniaSince 9 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 December 2016 |
| Series 7 | General Securities Representative Examination | 10 November 2016 |
| Series 24 | General Securities Principal Examination | 30 November 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 October 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 August 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Eric Arrington
- CRD
- 2168202
- Firm
- TLC Group Investment Advisors · CRD 137814
- Role
- Chief Compliance Officer
- Office
- 270 WALKER DRIVE, SUITE 201, State College, PA 16801
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Arrington work?
John Arrington has been Chief Compliance Officer of TLC Group Investment Advisors, LLC since August 2021, and is a control person of the firm.
Is John Arrington a financial advisor?
Yes. John Arrington has a current investment-adviser registration in Pennsylvania, through TLC Group Investment Advisors since January 2017.
How many years of experience does John Arrington have?
John Arrington has 26 years in the financial industry, since June 2000, across 1 adviser firm.
What exams has John Arrington passed?
John Arrington has passed 5 licensing exams: the Series 6, Series 63, Series 24, Series 7 and Series 66. The earliest, the Series 6, was passed in August 1991. FINRA credited John Arrington with the SIE, which began in October 2018.
Where is John Arrington based?
John Arrington’s registered office is in State College, PA.
Is John Arrington registered with FINRA?
Yes. John Arrington has a current broker registration, under CRD 2168202.
Source: FINRA BrokerCheck
How can I verify John Arrington’s record?
Search CRD 2168202 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Arrington’s full registration record.