John Abood has been an investment adviser representative at Investment Management & Planning since January 2010, and is not listed among the firm’s executive officers or direct owners. John Abood holds a Bachelor's Degree from East Stroudsburg (PA) University. John Abood is a graduate of work, University of Pennsylvania.
Investment Management & Planning LLC is a Greenville, DE firm with $239M under management, 511 clients and 3 advisers across 2 offices, as of its March 2026 filing.
John M. Abood joined Investment Management & Planning, LLC in April 2003, following five years as a Premier Partner with Jefferson Pilot Securities Corporation. He began his financial planning career with American Express Financial Advisors. His practice focuses on retirement, estate planning and generational wealth transfer, and he also works with small business owners on ownership transition, succession planning and benefit maximization.
John Abood’s longest registration is the current one, 23 years at LPL Financial LLC since 2003. Before joining Investment Management & Planning in 2010, John Abood was registered through Financial House, Inc. and Independent Advisers Group Corp.
- – present · 16 yearsGreenville, DE · Adviser representative · Firm CRD 146041
- – · 4 yearsGreenville, DE · Adviser representative · Firm CRD 146041
- LPL Financial LLCAlso current– present · 23 yearsLewes, DE · Adviser representative and broker · Firm CRD 6413
- Financial House, Inc.– · under a yearWilmington, DE · Adviser representative · Firm CRD 123804
- Financial House, Inc.– · under a yearWilmington, DE · Adviser representative · Firm CRD 123804
- Independent Advisers Group Corp– · 4 yearsCentreville, DE · Adviser representative · Firm CRD 106684
Professional designations
Listed by Investment Management & Planning
- CFP®
Investment adviser representative registrations
John Abood is registered as an investment adviser representative in Delaware, since January 2010.
- DelawareSince 22 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 9 October 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 August 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 July 1995 |
| Series 7 | General Securities Representative Examination | 20 July 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Michael Abood
- CRD
- 2629855
- Firm
- Investment Management & Planning · CRD 146041
- Office
- 20 MONTCHANIN ROAD, SUITE 270, Greenville, DE 19807
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- imandp.com
Where does John Abood work?
John Abood is an investment adviser representative registered through Investment Management & Planning LLC since January 2010, and is not listed among the firm’s executive officers or direct owners.
Is John Abood a financial advisor?
Yes. John Abood has a current investment-adviser registration in Delaware, through Investment Management & Planning since January 2010.
How many years of experience does John Abood have?
John Abood has 31 years in the financial industry, since August 1995, across 4 adviser firms.
What exams has John Abood passed?
John Abood has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in July 1995. FINRA credited John Abood with the SIE, which began in October 2018.
Where did John Abood work before Investment Management & Planning?
Before Investment Management & Planning, John Abood was registered through Financial House, Inc., April 2003 to April 2003; Financial House, Inc., May 2002 to December 2002; Independent Advisers Group Corp, July 1998 to May 2003.
Where is John Abood based?
John Abood’s registered office is in Greenville, DE.
Is John Abood registered with FINRA?
Yes. John Abood has a current broker registration, under CRD 2629855.
Source: FINRA BrokerCheck
Is John Abood a CFP?
Investment Management & Planning lists John Abood with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify John Abood’s record?
Search CRD 2629855 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Abood’s full registration record.
