Joanna McCall has been an investment adviser representative at Wealth Management Solutions since July 2018, and is not listed among the firm’s executive officers or direct owners.
Wealth Management Solutions LLC is a firm with $106M under management, 168 clients and 3 advisers across 4 offices, as of its January 2026 filing.
Joanna McCall’s longest registration was 18 years at SMS Financial & Investment Management (1999–2018). Before joining Wealth Management Solutions in 2018, Joanna McCall was registered through SMS Financial & Investment Management.
- Wealth Management SolutionsCurrent– present · 8 yearsOklahoma City, OK · Adviser representative · Firm CRD 296875
- SMS Financial & Investment Management– · 18 yearsOklahoma City, OK · Adviser representative · Firm CRD 118588
Investment adviser representative registrations
Joanna McCall is registered as an investment adviser representative in 2 states. The first approvals date from July 2018; the most recent is Texas, in August 2018.
- OklahomaSince 26 July 2018
- TexasSince 15 August 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 15 February 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 October 1999 |
| Series 7 | General Securities Representative Examination | 30 September 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 September 1998 |
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joanna S. McCall
- CRD
- 3126628
- Firm
- Wealth Management Solutions · CRD 296875
- Office
- 5830 NW Expressway #306 (Mailing Address), Oklahoma City, OK 73132
- Registration
- Investment adviser registration
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Joanna McCall work?
Joanna McCall is an investment adviser representative registered through Wealth Management Solutions LLC since July 2018, and is not listed among the firm’s executive officers or direct owners.
Is Joanna McCall a financial advisor?
Yes. Joanna McCall has a current investment-adviser registration in Oklahoma and Texas, through Wealth Management Solutions since July 2018.
How many years of experience does Joanna McCall have?
Joanna McCall has 26 years in the financial industry, since November 1999, across 2 adviser firms.
What exams has Joanna McCall passed?
Joanna McCall has passed 4 licensing exams: the Series 65, Series 7, Series 63 and Series 24. The earliest, the Series 65, was passed in September 1998.
Where is Joanna McCall based?
Joanna McCall’s registered office is in Oklahoma City, OK.
Is Joanna McCall registered with FINRA?
No. Joanna McCall has no current broker registration.
How can I verify Joanna McCall’s record?
Search CRD 3126628 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joanna McCall’s full registration record.